Aaron Case

Financial advisor at TD Private Client Wealth LLC

Last updated 2026-10-10

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Aaron Case is a financial advisor at TD Private Client Wealth LLC, CRD 4949372. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2007-10-22.

Registration

CRD number
4949372
Registration status
Active
IAPD registration
2007-10-22
Industry Experience
18 years
Work Experience
10 years
States registered
ME

Licenses and exams

  • Series 63
  • Series 66

Designations

  • CFP®

Work history

  • 2016-05 to 2022-03 · Lpl Financial, LLC · Fort Mill, SC
  • 2016-11 to Present · Domestiks Cleaning Service · Saco, ME
  • 2022-04 to Present · TD Private Client Wealth LLC · Portland, ME
  • 2022-04 to 2025-07 · TD Bank N.A. · Portland, ME
  • 2025-07 to Present · TD Bank N.A. · Portland, ME

Current employment

SEC IAPD record for Aaron Case

TD Private Client Wealth LLC

Regulatory AUM
$8,574,585,303
Registered advisors
535
Offices
325
Clients per advisor
48.0 (Low)
Average AUM per client
$333.8K (Low)
High-net-worth client ratio
5.9% (Low)

TD Private Client Wealth LLC: advisors, services and reported ETF investments

About

Aaron Case is a CFP® financial advisor at TD Private Client Wealth LLC. Reported securities licenses include Series 63 and Series 66. The latest record indicates 18 years of industry experience and 10 years of reported work history.

TD Private Client Wealth LLC's firm-level Form ADV reports 535 advisors across 325 offices; approximately 48.0 clients per advisor, average assets per client of $333,836, and regulatory AUM of $8.6B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pension and profit-sharing plans, Charitable organizations, and State or municipal government entities; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.

PortfolioFuture's firm-level 13F analysis covers $4.2B across 250 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Aaron Case personally.

Reported ETF positions

TD Private Client Wealth reports 250 ETF positions worth $4.2B on Form 13F; the largest are listed.

Largest ETF positions reported by TD Private Client Wealth
FundReported value
SPYM — State Street SPDR Portfolio S&P 500 ETF$484.1M
IEFA — iShares Core MSCI EAFE ETF$357.9M
VMBS — Vanguard Mortgage-Backed Securities ETF$266.5M
SPY — SPDR S&P 500 ETF TRUST$217.8M
GOVT — iShares U.S. Treasury Bond ETF$201.9M

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

What this firm offers

Filed by TD Private Client Wealth LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Publication of Periodicals or Newsletters
  • Educational Seminars or Workshops

Fee options

  • Percentage of Assets Under Management

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or GP of Pooled Investment Vehicl

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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