Aaron Michael Horner
Financial advisor at Lpl Financial LLC · Las Vegas, NV
Last updated 2026-10-10
Claim your profileAaron Michael Horner is a financial advisor at Lpl Financial LLC in Las Vegas, NV, CRD 6359028. Licenses and exams on the registration: Series 65, Series 66. IAPD registration began 2014-06-24.
Registration
- CRD number
- 6359028
- Registration status
- Active
- IAPD registration
- 2014-06-24
- Industry Experience
- 12 years
- Work Experience
- 9 years
- States registered
- NV
Licenses and exams
- Series 65
- Series 66
Work history
- 2016-12 to 2017-03 · Arista Wealth Management, LLC · Las Vegas, NV
- 2017-03 to 2017-08 · Logistful, LLC · Seattle, WA
- 2017-08 to 2017-11 · Rocky Mountain Conservancy · Estes Park, CO
- 2017-11 to 2021-09 · Dawn Gordon Financial Advisors · Las Vegas, NV
- 2021-09 to 2024-05 · Lincoln Financial Securities · Las Vegas, NV
- 2024-05 to Present · Lpl Financial LLC · Las Vegas, NV
Current employment
- Lpl Financial LLC · Fort Mill, SC
Lpl Financial LLC
- Regulatory AUM
- $819,117,829,825
- Registered advisors
- 23,458
- Offices
- 23,296
- Clients per advisor
- 84.7 (Moderate)
- Average AUM per client
- $412.2K (Low)
- High-net-worth client ratio
- 33.8% (Moderate)
Lpl Financial LLC: advisors, services and reported ETF investments
About
Aaron Michael Horner is a financial advisor at Lpl Financial LLC in Las Vegas, NV. Reported securities licenses include Series 65 and Series 66. The latest record indicates 12 years of industry experience and 9 years of reported work history. Reported roles include Lincoln Financial Securities, Dawn Gordon Financial Advisors, Rocky Mountain Conservancy, Logistful, LLC, among others.
SEC disclosures list additional business and community activities: 1) 05/05/2024 - Dawn Gordon Financial Advisors - Dba For Lpl Business (entity For Lpl Business) - Investment Related - At Reported Business Location(s).
Lpl Financial LLC's firm-level Form ADV reports 23,458 advisors across 23,296 offices; approximately 84.7 clients per advisor, average assets per client of $412,241, and regulatory AUM of $819.1B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Educational Seminars or Workshops, Other Advisory Service.
PortfolioFuture's firm-level 13F analysis covers $318.3B across 1,914 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Aaron Michael Horner personally.
Reported ETF positions
LPL Financial reports 1,914 ETF positions worth $318.3B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| IVV — iShares Core S&P 500 ETF | $11.1B |
| QQQ — Invesco QQQ Trust, Series 1 | $7.8B |
| SPY — SPDR S&P 500 ETF TRUST | $7.4B |
| SPYM — State Street SPDR Portfolio S&P 500 ETF | $5.6B |
| SPYG — State Street SPDR Portfolio S&P 500 Growth ETF | $4.8B |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
LPL Financial's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | CGDV — Capital Group Dividend Value ETF | $4B | Top 99.9% | Peer conviction 86.4% · Active return +5.44% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $3.3B | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | CORO — iShares International Country Rotation Active ETF | $471.6M | Top 99.8% | Residual alpha +5.96% · Residual Sharpe 0.24 |
| Diversification Benefits | IALT — iShares Systematic Alternatives Active ETF | $609.6M | Top 99.4% | Replicability (R²) 33.8% · Residual Sharpe 1.52 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Lpl Financial LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Other Financial Product Salesperson
- Engaged in Other Business
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Banking or Thrift Institution
- Insurance Company or Agency
Location
628 S 10th St, Las Vegas, NV 89101
2 advisors at this office.
Contact
The firm's filed contact details.
Official record
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