Adam J Handler
Financial advisor at Centaurus Financial, Inc. · Anaheim, CA
Last updated 2026-10-10
Claim your profileAdam J Handler is a financial advisor at Centaurus Financial, Inc. in Anaheim, CA, CRD 5414249. Licenses and exams on the registration: Series 66. IAPD registration began 2011-01-17.
Registration
- CRD number
- 5414249
- Registration status
- Active
- IAPD registration
- 2011-01-17
- Industry Experience
- 15 years
- Work Experience
- 12 years
- States registered
- CA, NJ
Licenses and exams
- Series 66
Work history
- 2014-07 to 2021-03 · The Investment Center Inc · Bedminster, NJ
- 2014-07 to 2021-03 · Ic Advisory Services Inc. · Bedminster, NJ
- 2021-03 to 2025-02 · Sigma Financial Corporation · Ann Arbor, MI
- 2021-03 to 2025-02 · Spc · Ann Arbor, MI
- 2021-03 to 2025-02 · Parkland Securities · Ann Arbor, MI
- 2025-02 to Present · Centaurus Financial, Inc. · Anaheim, CA
Current employment
- Centaurus Financial, Inc. · Anaheim, CA
Centaurus Financial, Inc.
- Regulatory AUM
- $9,740,127,253
- Registered advisors
- 431
- Offices
- 298
- Clients per advisor
- 105.2 (Moderate)
- Average AUM per client
- $214.8K (Low)
- High-net-worth client ratio
- 1.0% (Low)
Centaurus Financial, Inc.: advisors, services and reported ETF investments
About
Adam J Handler is a financial advisor at Centaurus Financial, Inc. in Anaheim, CA. Reported securities licenses include Series 66. The latest record indicates 15 years of industry experience and 12 years of reported work history.
Centaurus Financial, Inc.'s firm-level Form ADV reports 431 advisors across 298 offices; approximately 105.2 clients per advisor, average assets per client of $214,843, and regulatory AUM of $9.7B; client categories including Individuals (non-HNW), High net worth individuals, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.
PortfolioFuture's firm-level 13F analysis covers $1.2M across 545 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Adam J Handler personally.
Reported ETF positions
Centaurus Financial reports 545 ETF positions worth $1.2M on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| QQQ — Invesco QQQ Trust, Series 1 | $41.3K |
| SPY — SPDR S&P 500 ETF TRUST | $40.8K |
| QUAL — iShares MSCI USA Quality Factor ETF | $33.3K |
| XLK — State Street Technology Select Sector SPDR ETF | $27.4K |
| SPYG — State Street SPDR Portfolio S&P 500 Growth ETF | $23.2K |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Centaurus Financial's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | CGDV — Capital Group Dividend Value ETF | $5.8K | Top 99.9% | Peer conviction 86.4% · Active return +5.44% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $3.4K | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | CORO — iShares International Country Rotation Active ETF | $1.6K | Top 99.8% | Residual alpha +5.96% · Residual Sharpe 0.24 |
| Diversification Benefits | HOOW — Roundhill HOOD WeeklyPay ETF | $1.1K | Top 99.2% | Replicability (R²) 34.1% · Residual Sharpe 0.52 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Centaurus Financial, Inc. on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Publication of Periodicals or Newsletters
- Market Timing Services
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Accountant or Accounting Firm
- Lawyer or Law Firm
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
Location
2300 E. Katella Avenue, Anaheim, CA 92806
146 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 714-456-1790
- Website: centaurusfinancial.com
Official record
Are you Adam J Handler?
Claim your profile to add your biography, services, expertise, client focus, investment approach and fees. Advisor-confirmed information is separate from public SEC records.