Adam Johnson

Financial advisor at PNC Wealth Management · Louisville, KY

Last updated 2026-10-10

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Adam Johnson is a financial advisor at PNC Wealth Management in Louisville, KY, CRD 6942818. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2023-06-12.

Registration

CRD number
6942818
Registration status
Active
IAPD registration
2023-06-12
Industry Experience
3 years
Work Experience
12 years
States registered
KY

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 2017-03 to 2018-07 · Wesbanco Bank Inc · Mount Washington, KY
  • 2018-04 to 2018-07 · Wesbanco Securities Inc · Mount Washington, KY
  • 2014-05 to 2017-03 · PNC Bank · Louisville, KY
  • 2018-07 to 2020-11 · Wesbanco Securities Inc · Shepherdsville, KY
  • 2020-12 to 2025-10 · Cetera Wealth Services, LLC · El Segundo, CA
  • 2020-12 to 2025-01 · Peoples Bank of Mt Washington · Mount Washington, KY
  • 2023-06 to 2025-10 · Cetera Investment Advisers LLC · Schaumburg, IL
  • 2024-10 to Present · Kboa · Mount Washington, KY
  • 2025-10 to Present · PNC Wealth Management LLC · Louisville, KY
  • 2025-10 to Present · PNC Bank · Louisville, KY

Current employment

SEC IAPD record for Adam Johnson

PNC Wealth Management

Regulatory AUM
$30,273,072,662
Registered advisors
1,167
Offices
1,633
Clients per advisor
140.6 (High)
Average AUM per client
$184.5K (Low)
High-net-worth client ratio
1.9% (Low)

PNC Wealth Management: advisors, services and reported ETF investments

About

Adam Johnson is a financial advisor at PNC Wealth Management LLC, operating as PNC Wealth Management in Louisville, KY. Reported securities licenses include Series 63 and Series 65. The latest record indicates 3 years of industry experience and 12 years of reported work history. Reported roles include PNC Bank, Kboa, Cetera Investment Advisers LLC, Cetera Wealth Services, LLC, among others.

SEC disclosures list additional business and community activities: 08: 01; 2024- umpire/official- non-investment related- zero hours during trading hours.

PNC Wealth Management's firm-level Form ADV reports 1,167 advisors across 1,633 offices; approximately 140.6 clients per advisor, average assets per client of $184,474, and regulatory AUM of $30.3B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses, Other; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Selection of Other Advisers.

What this firm offers

Filed by PNC Wealth Management on Form ADV.

Client services

  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Selection of Other Advisers

Fee options

  • Percentage of Assets Under Management

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Sponsor or GP of Pooled Investment Vehicl

Location

12715 Shelbyville Road, Louisville, KY 40243

2 advisors at this office.

PNC Wealth Management office in Louisville, KY

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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