Alan Maynard Heaton
Financial advisor at Capital Client Group, Inc. · Los Angeles, CA
Last updated 2026-10-10
Claim your profileAlan Maynard Heaton is a financial advisor at Capital Client Group, Inc. in Los Angeles, CA, CRD 2480468. Licenses and exams on the registration: Series 65, Series 63. IAPD registration began 2005-09-27.
Registration
- CRD number
- 2480468
- Registration status
- Active
- IAPD registration
- 2005-09-27
- Industry Experience
- 21 years
- Work Experience
- 13 years
- States registered
- CA
Licenses and exams
- Series 65
- Series 63
Designations
- Chartered Financial Analyst
Work history
- 2013-07 to 2019-10 · Capital Group / American Funds Distributors, Inc. · Los Angeles, CA
- 2019-10 to Present · Capital Group / Capital Client Group, Inc. · Los Angeles, CA
Current employment
- Capital Client Group, Inc. · Los Angeles, CA
Capital Client Group, Inc.
- Registered advisors
- 606
- Offices
- 304
- Clients per advisor
- 0.0 (Low)
Capital Client Group, Inc.: advisors, services and reported ETF investments
About
Alan Maynard Heaton is a Chartered Financial Analyst financial advisor at Capital Client Group, Inc. in Los Angeles, CA. Reported securities licenses include Series 65 and Series 63. The latest record indicates 21 years of industry experience and 13 years of reported work history. Reported roles include Capital Group / Capital Client Group, Inc., Capital Group / American Funds Distributors, Inc..
Capital Client Group, Inc.'s firm-level Form ADV reports 606 advisors across 304 offices; services including Other Advisory Service.
What this firm offers
Filed by Capital Client Group, Inc. on Form ADV.
Client services
- Other Advisory Service
Fee options
- Other
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Other Investment Adviser (Incl. Financial
- Commodity Pool Operator or CTA
- Banking or Thrift Institution
- Trust Company
- Sponsor or GP of Pooled Investment Vehicl
Location
333 South Hope Street, 55th Floor, Los Angeles, CA 90071-1447
336 advisors at this office.
Contact
The firm's filed contact details.
Official record
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