Albert Shih
Financial advisor at UBS Financial Services Inc. · Pasadena, CA
Last updated 2026-10-10
Claim your profileAlbert Shih is a financial advisor at UBS Financial Services Inc. in Pasadena, CA, CRD 5637191. Licenses and exams on the registration: Series 66. IAPD registration began 2014-08-07.
Registration
- CRD number
- 5637191
- Registration status
- Active
- IAPD registration
- 2014-08-07
- Industry Experience
- 12 years
- Work Experience
- 12 years
- States registered
- CA, TX
Licenses and exams
- Series 66
Work history
- 2014-06 to Present · UBS Financial Services Inc · Pasadena, CA
Current employment
- UBS Financial Services Inc. · Weehawken, NJ
UBS Financial Services Inc.
- Regulatory AUM
- $915,793,138,114
- Registered advisors
- 9,369
- Offices
- 2,657
- Clients per advisor
- 122.2 (High)
- Average AUM per client
- $800.1K (Low)
- High-net-worth client ratio
- 74.6% (High)
UBS Financial Services Inc.: advisors, services and reported ETF investments
About
Albert Shih is a financial advisor at UBS Financial Services Inc. in Pasadena, CA. Reported securities licenses include Series 66. The latest record indicates 12 years of industry experience and 12 years of reported work history.
SEC disclosures list additional business and community activities: 1) Habitat For Humanity Los Angeles: fundraising, food drives, and community service.
UBS Financial Services Inc.'s firm-level Form ADV reports 9,369 advisors across 2,657 offices; approximately 122.2 clients per advisor, average assets per client of $800,107, and regulatory AUM of $915.8B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.
What this firm offers
Filed by UBS Financial Services Inc. on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Publication of Periodicals or Newsletters
- Security Ratings or Pricing Services
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
- Commissions
- Other
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Futures Commission Merchant
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Security-Based Swap Dealer
- Commodity Pool Operator or CTA
- Futures Commission Merchant
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
- Sponsor or Syndicator of Limited Partners
- Sponsor or GP of Pooled Investment Vehicl
Location
251 South Lake Avenue, Pasadena, CA 91101
77 advisors at this office.
Contact
The firm's filed contact details.
Official record
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