Alex Ortiz
Financial advisor at UBS Financial Services Inc. · New York, NY
Last updated 2026-10-10
Claim your profileAlex Ortiz is a financial advisor at UBS Financial Services Inc. in New York, NY, CRD 5501099. Licenses and exams on the registration: Series 63. First registered 2021-09-27.
Registration
- CRD number
- 5501099
- Registration status
- Active
- First registered
- 2021-09-27
- Years of experience
- 10
- States registered
- NY
Licenses and exams
- Series 63
Designations
- Certified Financial Planner
Work history
- 2016-08 to 2024-01 · Fidelity Investments · Scarsdale, NY
- 2024-01 to Present · UBS Financial Services, Inc · New York, NY
Current employment
- UBS Financial Services Inc. · Weehawken, NJ
UBS Financial Services Inc.
- Regulatory AUM
- $915,793,138,114
- Registered advisors
- 9,369
- Offices
- 2,657
- Clients per advisor
- 122.2 (High)
- Average AUM per client
- $800.1K (Low)
- High-net-worth client ratio
- 74.6% (High)
UBS Financial Services Inc.: advisors, services and reported ETF investments
What this firm offers
Filed by UBS Financial Services Inc. on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Publication of Periodicals or Newsletters
- Security Ratings or Pricing Services
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
- Commissions
- Other
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Futures Commission Merchant
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Security-Based Swap Dealer
- Commodity Pool Operator or CTA
- Futures Commission Merchant
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
- Sponsor or Syndicator of Limited Partners
- Sponsor or GP of Pooled Investment Vehicl
Location
1285 Avenue of the Americas, New York, NY 10019
708 advisors at this office.
Contact
The firm's filed contact details.
Official record
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