Alexander John Marks

Financial advisor at Citigroup Global Markets Inc.

Last updated 2026-10-10

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Alexander John Marks is a financial advisor at Citigroup Global Markets Inc., CRD 1822299. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2004-05-14.

Registration

CRD number
1822299
Registration status
Active
IAPD registration
2004-05-14
Industry Experience
22 years
Work Experience
19 years
States registered
IL, TX

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 2007-05 to Present · Citigroup Global Markets Inc. · Chicago, IL

Current employment

SEC IAPD record for Alexander John Marks

Citigroup Global Markets Inc.

Regulatory AUM
$56,006,655,920
Registered advisors
2,399
Offices
1,376
Clients per advisor
24.9 (Low)
Average AUM per client
$936.1K (Low)
High-net-worth client ratio
39.2% (Moderate)

Citigroup Global Markets Inc.: advisors, services and reported ETF investments

About

Alexander John Marks is a financial advisor at Citigroup Global Markets Inc.. Reported securities licenses include Series 63 and Series 65. The latest record indicates 22 years of industry experience and 19 years of reported work history.

Citigroup Global Markets Inc.'s firm-level Form ADV reports 2,399 advisors across 1,376 offices; approximately 24.9 clients per advisor, average assets per client of $936,112, and regulatory AUM of $56B; client categories including Individuals (non-HNW), High net worth individuals, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services.

What this firm offers

Filed by Citigroup Global Markets Inc. on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Pooled Investment Vehicles
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Publication of Periodicals or Newsletters
  • Security Ratings or Pricing Services
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Commodity Pool Operator or Trading Advisor
  • Futures Commission Merchant
  • Registered Security-Based Swap Dealer
  • Other Financial Product Salesperson
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Sponsor or GP of Pooled Investment Vehicl
  • Adviser to Any Private Fund

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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