Alexander Peter Frederick
Financial advisor at B. Riley Wealth Advisors, Inc. · Poughkeepsie, NY
Last updated 2026-10-10
Claim your profileAlexander Peter Frederick is a financial advisor at B. Riley Wealth Advisors, Inc. in Poughkeepsie, NY, CRD 5870494. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2021-06-23.
Registration
- CRD number
- 5870494
- Registration status
- Active
- IAPD registration
- 2021-06-23
- Industry Experience
- 5 years
- Work Experience
- 12 years
- States registered
- NY
Licenses and exams
- Series 63
- Series 65
Work history
- 2013-11 to 2022-07 · National Securities Corporation · Poughkeepsie, NY
- 2019-07 to 2022-07 · National Asset Management · Poughkeepsie, NY
- 2022-07 to Present · B. Riley Wealth Management · Poughkeepsie, NY
- 2022-07 to Present · B. Riley Wealth Advisors, Inc. · Memphis, TN
Current employment
- B. Riley Wealth Advisors, Inc. · Memphis, TN
B. Riley Wealth Advisors, Inc.
- Regulatory AUM
- $4,211,631,082
- Registered advisors
- 170
- Offices
- 151
- Clients per advisor
- 62.2 (Moderate)
- Average AUM per client
- $398.3K (Low)
- High-net-worth client ratio
- 7.6% (Low)
B. Riley Wealth Advisors, Inc.: advisors, services and reported ETF investments
About
Alexander Peter Frederick is a financial advisor at B. Riley Wealth Advisors, Inc. in Poughkeepsie, NY. Reported securities licenses include Series 63 and Series 65. The latest record indicates 5 years of industry experience and 12 years of reported work history. Reported roles include B. Riley Wealth Management, National Asset Management, National Securities Corporation.
SEC disclosures list additional business and community activities: (1) Prime Wealth Management: (2) prime retirement asset management, inc, dba prime wealth management; investment-related; same address as brwm; bill paying entity for brwm business; registered rep, wealth consultant; start date: 07/2012; 160 hrs/month, all during trading hours; all business done thru b; Riley wealth.
B. Riley Wealth Advisors, Inc.'s firm-level Form ADV reports 170 advisors across 151 offices; approximately 62.2 clients per advisor, average assets per client of $398,338, and regulatory AUM of $4.2B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.
PortfolioFuture's firm-level 13F analysis covers $759M across 311 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Alexander Peter Frederick personally.
Reported ETF positions
B. Riley Wealth Advisors reports 311 ETF positions worth $759M on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| IVV — iShares Core S&P 500 ETF | $44.4M |
| VUG — Vanguard Morningstar Growth ETF | $29.3M |
| SPY — SPDR S&P 500 ETF TRUST | $25M |
| QQQ — Invesco QQQ Trust, Series 1 | $21.2M |
| SMH — VanEck Semiconductor ETF | $20.9M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
B. Riley Wealth Advisors's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $4.2M | Top 99.8% | Peer conviction 86.8% · Active return +4.88% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $4.2M | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | CORO — iShares International Country Rotation Active ETF | $1.3M | Top 99.8% | Residual alpha +5.96% · Residual Sharpe 0.24 |
| Diversification Benefits | IALT — iShares Systematic Alternatives Active ETF | $1.2M | Top 99.4% | Replicability (R²) 33.8% · Residual Sharpe 1.52 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by B. Riley Wealth Advisors, Inc. on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Accountant or Accounting Firm
- Insurance Company or Agency
- Sponsor or GP of Pooled Investment Vehicl
Location
3344 Route 9 North, Poughkeepsie, NY 12601
3 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 901-251-1330
- Website: brileywealth.com
Official record
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