Alexander Roy
Financial advisor at UBS Financial Services Inc. · Chesterfield, MO
Last updated 2026-10-10
Claim your profileAlexander Roy is a financial advisor at UBS Financial Services Inc. in Chesterfield, MO, CRD 7450763. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2023-09-08.
Registration
- CRD number
- 7450763
- Registration status
- Active
- IAPD registration
- 2023-09-08
- Industry Experience
- 3 years
- Work Experience
- 11 years
- States registered
- MO, TX
Licenses and exams
- Series 63
- Series 65
Work history
- 2021-10 to 2023-08 · TD Ameritrade · St. Louis, MO
- 2020-06 to 2020-08 · Edward Jones · Hannibal, MO
- 2018-04 to 2019-09 · UBS · Chesterfield, MO
- 2015-10 to 2021-10 · Hannibal Lagrange University · Hannibal, MO
- 2015-10 to 2020-12 · Racm Ranch · Frankford, MO
- 2023-08 to Present · UBS Financial Services Inc · Chesterfield, MO
Current employment
- UBS Financial Services Inc. · Weehawken, NJ
UBS Financial Services Inc.
- Regulatory AUM
- $915,793,138,114
- Registered advisors
- 9,369
- Offices
- 2,657
- Clients per advisor
- 122.2 (High)
- Average AUM per client
- $800.1K (Low)
- High-net-worth client ratio
- 74.6% (High)
UBS Financial Services Inc.: advisors, services and reported ETF investments
About
Alexander Roy is a financial advisor at UBS Financial Services Inc. in Chesterfield, MO. Reported securities licenses include Series 63 and Series 65. The latest record indicates 3 years of industry experience and 11 years of reported work history. Reported roles include TD Ameritrade, Hannibal Lagrange University, Racm Ranch, Edward Jones, among others.
UBS Financial Services Inc.'s firm-level Form ADV reports 9,369 advisors across 2,657 offices; approximately 122.2 clients per advisor, average assets per client of $800,107, and regulatory AUM of $915.8B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.
What this firm offers
Filed by UBS Financial Services Inc. on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Publication of Periodicals or Newsletters
- Security Ratings or Pricing Services
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
- Commissions
- Other
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Futures Commission Merchant
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Security-Based Swap Dealer
- Commodity Pool Operator or CTA
- Futures Commission Merchant
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
- Sponsor or Syndicator of Limited Partners
- Sponsor or GP of Pooled Investment Vehicl
Location
16690 Swingley Ridge Road Suite 240-A, Chesterfield, MO 63017
14 advisors at this office.
Contact
The firm's filed contact details.
Official record
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