Andrew Castor

Financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated

Last updated 2026-10-10

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Andrew Castor is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, CRD 6587152. Licenses and exams on the registration: Series 66. IAPD registration began 2016-07-18.

Registration

CRD number
6587152
Registration status
Active
IAPD registration
2016-07-18
Industry Experience
10 years
Work Experience
10 years
States registered
CA, TX

Licenses and exams

  • Series 66

Work history

  • 2015-11 to Present · Merrill Lynch, Pierce, Fenner & Smith Incorporated · San Francisco, CA
  • 2018-10 to Present · Bank of America, N.A. · San Francisco, CA

Current employment

SEC IAPD record for Andrew Castor

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Regulatory AUM
$1,781,568,171,479
Registered advisors
25,565
Offices
5,327
Clients per advisor
71.9 (Moderate)
Average AUM per client
$968.8K (Low)
High-net-worth client ratio
28.4% (Moderate)

Merrill Lynch, Pierce, Fenner & Smith Incorporated: advisors, services and reported ETF investments

About

Andrew Castor is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Reported securities licenses include Series 66. The latest record indicates 10 years of industry experience and 10 years of reported work history. Reported roles include Bank of America, N.A..

SEC disclosures list additional business and community activities: I; 1136264for Profit Or Not For Profit: Entity For Profitname Of Outside Business Organization: A-Squared Capital Management Llcinvestment Related: Naddress Of Business: Scottsdale: Expected responsibilities: managementi; 1686470name Of Oba:bookmark Health Llc Address: Scottsdale: No responsibilities i; 1686470 For Profit Or Not For Profit: Entity For Profit Name Of Outside Business Organization: Bookmark Health Llc Investment Related: No Address Of Business: Scottsdale: The entity has been formed but it is yet to hold real estate; The only income generated will be from rents collected.

Merrill Lynch, Pierce, Fenner & Smith Incorporated's firm-level Form ADV reports 25,565 advisors across 5,327 offices; approximately 71.9 clients per advisor, average assets per client of $968,779, and regulatory AUM of $1.8T; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, Corporations or other businesses; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers, Educational Seminars or Workshops.

What this firm offers

Filed by Merrill Lynch, Pierce, Fenner & Smith Incorporated on Form ADV.

Client services

  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)
  • Commissions

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Real Estate Broker or Dealer

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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