Andrew Patrick Spurlock

Financial advisor at Raymond James & Associates, Inc. · Louisville, KY

Last updated 2026-10-10

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Andrew Patrick Spurlock is a financial advisor at Raymond James & Associates, Inc. in Louisville, KY, CRD 7448901. Licenses and exams on the registration: Series 66. IAPD registration began 2024-12-17.

Registration

CRD number
7448901
Registration status
Active
IAPD registration
2024-12-17
Industry Experience
1 year
Work Experience
10 years
States registered
KY, TX

Licenses and exams

  • Series 66

Work history

  • 2021-10 to 2024-12 · Ameriprise Financial Services, LLC · Louisville, KY
  • 2019-05 to 2021-10 · Jet's Pizza · Louisville, KY
  • 2018-08 to 2019-05 · Spalding University · Louisville, KY
  • 2018-05 to 2018-08 · Wildwood Country Club · Louisville, KY
  • 2017-09 to 2018-05 · Spalding University · Louisville, KY
  • 2017-05 to 2017-09 · Kazoing Party and Play · Louisville, KY
  • 2016-09 to 2017-05 · Desales High School · Louisville, KY
  • 2024-12 to Present · Raymond James & Associates, Inc. · Louisville, KY

Current employment

SEC IAPD record for Andrew Patrick Spurlock

Raymond James & Associates, Inc.

Regulatory AUM
$500,955,604,975
Registered advisors
5,800
Offices
1,828
Clients per advisor
91.7 (Moderate)
Average AUM per client
$942.3K (Low)
High-net-worth client ratio
18.7% (Moderate)

Raymond James & Associates, Inc.: advisors, services and reported ETF investments

About

Andrew Patrick Spurlock is a financial advisor at Raymond James & Associates, Inc. in Louisville, KY. Reported securities licenses include Series 66. The latest record indicates 1 year of industry experience and 10 years of reported work history. Reported roles include Ameriprise Financial Services, LLC, Jet's Pizza, Spalding University, Wildwood Country Club, among others.

Raymond James & Associates, Inc.'s firm-level Form ADV reports 5,800 advisors across 1,828 offices; approximately 91.7 clients per advisor, average assets per client of $942,324, and regulatory AUM of $501B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.

What this firm offers

Filed by Raymond James & Associates, Inc. on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)
  • Commissions

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Registered Municipal Advisor
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Municipal Advisor
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or Syndicator of Limited Partners

Location

4969 US Hwy 42, Louisville, KY 40222

62 advisors at this office.

Raymond James office in Louisville, KY

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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