Anna Yu
Financial advisor at Certuity, LLC · San Francisco, CA
Last updated 2026-10-10
Claim your profileAnna Yu is a financial advisor at Certuity, LLC in San Francisco, CA, CRD 7435583. Licenses and exams on the registration: Series 66. IAPD registration began 2021-12-20.
Registration
- CRD number
- 7435583
- Registration status
- Active
- IAPD registration
- 2021-12-20
- Industry Experience
- 4 years
- Work Experience
- 11 years
- States registered
- CA
Licenses and exams
- Series 66
Work history
- 2015-09 to 2023-04 · First Republic Securities Company, LLC · Palo Alto, CA
- 2023-05 to Present · Certuity, LLC · San Francisco, CA
Current employment
- Certuity, LLC · North Palm Beach, FL
Certuity, LLC
- Regulatory AUM
- $3,301,613,248
- Registered advisors
- 24
- Offices
- 10
- Clients per advisor
- 21.7 (Low)
- Average AUM per client
- $6.3M (Moderate)
- High-net-worth client ratio
- 79.4% (High)
Certuity, LLC: advisors, services and reported ETF investments
About
Anna Yu is a financial advisor at Certuity, LLC in San Francisco, CA. Reported securities licenses include Series 66. The latest record indicates 4 years of industry experience and 11 years of reported work history.
Certuity, LLC's firm-level Form ADV reports 24 advisors across 10 offices; approximately 21.7 clients per advisor, average assets per client of $6,349,256, and regulatory AUM of $3.3B; client categories including Individuals (non-HNW), High net worth individuals, Pooled investment vehicles, Pension and profit-sharing plans, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Pooled Investment Vehicles, Pension Consulting Services, and Selection of Other Advisers.
PortfolioFuture's firm-level 13F analysis covers $504.1M across 128 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Anna Yu personally.
Reported ETF positions
Certuity reports 128 ETF positions worth $504.1M on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| VOO — Vanguard S&P 500 ETF | $77.7M |
| IVV — iShares Core S&P 500 ETF | $55.5M |
| SCHG — Schwab U.S. Large-Cap Growth ETF | $35.1M |
| QQQ — Invesco QQQ Trust, Series 1 | $25.3M |
| IJR — iShares Core S&P Small-Cap ETF | $20.9M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Certuity's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | IVV — iShares Core S&P 500 ETF | $55.5M | Top 99.4% | Peer conviction 74.5% · Active return +3.01% |
| Addressable Market | VOO — Vanguard S&P 500 ETF | $77.7M | Top 99.6% | Addressable AUM $9.8T · Peer conviction 69.7% |
| Residual Alpha | DLN — WisdomTree U.S. LargeCap Dividend Fund | $358K | Top 98.1% | Residual alpha +1.23% · Residual Sharpe 0.09 |
| Diversification Benefits | EIS — iShares MSCI Israel ETF | $451.8K | Top 98.7% | Replicability (R²) 38.2% · Residual Sharpe 0.27 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Certuity, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Pooled Investment Vehicles
- Pension Consulting Services
- Selection of Other Advisers
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Performance-Based Fees
Business and affiliations
- Adviser to Any Private Fund
Location
One Letterman Drive, San Francisco, CA 94129
1 advisor at this office.
Contact
The firm's filed contact details.
- Phone: 561-693-3255
- Website: certuity.com
Official record
Are you Anna Yu?
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