Austin C. Smith
Financial advisor at Cambridge Investment Research Advisors, Inc. · Amarillo, TX
Last updated 2026-10-10
Claim your profileAustin C. Smith is a financial advisor at Cambridge Investment Research Advisors, Inc. in Amarillo, TX, CRD 6201400. Licenses and exams on the registration: Series 66. IAPD registration began 2013-11-14.
Registration
- CRD number
- 6201400
- Registration status
- Active
- IAPD registration
- 2013-11-14
- Industry Experience
- 12 years
- Work Experience
- 13 years
- States registered
- TX, VI
Licenses and exams
- Series 66
Work history
- 2013-07 to 2017-04 · Lpl Financial · Amarillo, TX
- 2017-04 to 2022-04 · Kestra Financial, Inc. · Amarillo, TX
- 2022-04 to Present · Cambridge Investment Research, Inc. · Fairfield, IA
- 2022-04 to Present · Cambridge Investment Research Advisors, Inc. · Fairfield, IA
Current employment
- Cambridge Investment Research Advisors, Inc. · Fairfield, IA
Cambridge Investment Research Advisors, Inc.
- Regulatory AUM
- $138,694,510,180
- Registered advisors
- 3,940
- Offices
- 3,530
- Clients per advisor
- 91.7 (Moderate)
- Average AUM per client
- $384K (Low)
- High-net-worth client ratio
- 13.1% (Low)
Cambridge Investment Research Advisors, Inc.: advisors, services and reported ETF investments
About
Austin C. Smith is a financial advisor at Cambridge Investment Research Advisors, Inc. in Amarillo, TX. Reported securities licenses include Series 66. The latest record indicates 12 years of industry experience and 13 years of reported work history. Reported roles include Cambridge Investment Research, Inc., Kestra Financial, Inc., Lpl Financial.
SEC disclosures list additional business and community activities: 1: administrative support and account servicing.
Cambridge Investment Research Advisors, Inc.'s firm-level Form ADV reports 3,940 advisors across 3,530 offices; approximately 91.7 clients per advisor, average assets per client of $383,969, and regulatory AUM of $138.7B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.
PortfolioFuture's firm-level 13F analysis covers $24.3M across 1,555 reported ETF positions for the 2026-03-31 reporting period. These are firm-level disclosures, not investments attributed to Austin C. Smith personally.
Reported ETF positions
Cambridge Investment Research reports 1,555 ETF positions worth $24.3M on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| VOO — Vanguard S&P 500 ETF | $1.2M |
| IVV — iShares Core S&P 500 ETF | $785.8K |
| QQQ — Invesco QQQ Trust, Series 1 | $734.3K |
| VTI — Vanguard Morningstar Total Stock Market ETF | $683.9K |
| VXUS — Vanguard Total International Stock ETF | $476.6K |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Cambridge Investment Research's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | CGDV — Capital Group Dividend Value ETF | $324.8K | Top 99.9% | Peer conviction 86.4% · Active return +5.44% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $77K | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | CGMU — Capital Group Municipal Income ETF | $56.9K | Top 99.8% | Residual alpha +0.94% · Residual Sharpe 0.22 |
| Diversification Benefits | NEAR — iShares Short Duration Bond Active ETF | $54.2K | Top 99.3% | Replicability (R²) 35.2% · Residual Sharpe 1.25 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Cambridge Investment Research Advisors, Inc. on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Market Timing Services
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
- Commissions
- Other
Business and affiliations
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Accountant or Accounting Firm
- Lawyer or Law Firm
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
Location
7649 Hillside, Amarillo, TX 79119
2 advisors at this office.
Contact
The firm's filed contact details.
Official record
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