Benjamin David Grad
Financial advisor at Ameriprise Financial Services, LLC
Last updated 2026-10-10
Claim your profileBenjamin David Grad is a financial advisor at Ameriprise Financial Services, LLC, CRD 5907352. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2012-10-29.
Registration
- CRD number
- 5907352
- Registration status
- Active
- IAPD registration
- 2012-10-29
- Industry Experience
- 13 years
- Work Experience
- 15 years
- States registered
- CA, TX
Licenses and exams
- Series 63
- Series 65
Work history
- 2011-09 to 2022-09 · First Command Financial Planning · Fort Worth, TX
- 2011-09 to 2022-09 · First Command Insurance Services · Fort Worth, TX
- 2015-12 to 2022-09 · First Command Advisory Services · Fort Worth, TX
- 2022-09 to 2022-09 · Ameriprise Financial Services · San Diego, CA
- 2020-03 to 2020-03 · Ameriprise Financial Services, LLC · San Diego, CA
- 2022-09 to Present · Ameriprise Financial Services, Llc. · San Diego, CA
Current employment
- Ameriprise Financial Services, LLC · Minneapolis, MN
Ameriprise Financial Services, LLC
- Regulatory AUM
- $660,474,421,776
- Registered advisors
- 12,966
- Offices
- 7,819
- Clients per advisor
- 106.9 (Moderate)
- Average AUM per client
- $476.4K (Low)
- High-net-worth client ratio
- 13.3% (Low)
Ameriprise Financial Services, LLC: advisors, services and reported ETF investments
About
Benjamin David Grad is a financial advisor at Ameriprise Financial Services, LLC. Reported securities licenses include Series 63 and Series 65. The latest record indicates 13 years of industry experience and 15 years of reported work history. Reported roles include Ameriprise Financial Services, First Command Advisory Services, First Command Financial Planning, First Command Insurance Services, among others.
SEC disclosures list additional business and community activities: Business Ownership; Sfcs.
Ameriprise Financial Services, LLC's firm-level Form ADV reports 12,966 advisors across 7,819 offices; approximately 106.9 clients per advisor, average assets per client of $476,420, and regulatory AUM of $660.5B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities, Insurance companies; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.
What this firm offers
Filed by Ameriprise Financial Services, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Publication of Periodicals or Newsletters
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Commodity Pool Operator or Trading Advisor
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Commodity Pool Operator or CTA
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Sponsor or GP of Pooled Investment Vehicl
Contact
The firm's filed contact details.
Official record
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