Benjamin Roy
Financial advisor at C2p Capital Advisory Group, LLC D.b.a. Prosperity Capital Advisors
Last updated 2026-10-10
Claim your profileBenjamin Roy is a financial advisor at C2p Capital Advisory Group, LLC D.b.a. Prosperity Capital Advisors, CRD 6947337. Licenses and exams on the registration: Series 66. IAPD registration began 2021-03-23.
Registration
- CRD number
- 6947337
- Registration status
- Active
- IAPD registration
- 2021-03-23
- Industry Experience
- 5 years
- Work Experience
- 14 years
- States registered
- TX
Licenses and exams
- Series 66
Work history
- 2018-12 to 2022-05 · Sigma Financial Corporation · Ann Arbor, MI
- 2018-08 to 2018-12 · Great Lakes Wealth Management · Northville, MI
- 2018-05 to 2018-08 · Commonwealth Financial · Bangor, ME
- 2012-06 to 2017-08 · Advance 1 Clearning · Waterville, ME
- 2012-08 to 2017-05 · University of Maine Orono · Orono, ME
- 2017-08 to 2018-05 · Unemployed · Waterville, ME
- 2021-03 to 2022-05 · Spc · Ann Arbor, MI
- 2022-05 to Present · C2p Capital Advisory Group, LLC Dba Prosperity Capital Advisors · Westlake, OH
Current employment
- Prosperity Capital Advisors · Westlake, OH
C2p Capital Advisory Group, LLC D.b.a. Prosperity Capital Advisors
- Regulatory AUM
- $4,385,706,161
- Registered advisors
- 103
- Offices
- 77
- Clients per advisor
- 73.3 (Moderate)
- Average AUM per client
- $581K (Low)
- High-net-worth client ratio
- 13.1% (Low)
About
Benjamin Roy is a financial advisor at Prosperity Capital Advisors, operating as C2p Capital Advisory Group, LLC D.b.a. Prosperity Capital Advisors. Reported securities licenses include Series 66. The latest record indicates 5 years of industry experience and 14 years of reported work history.
C2p Capital Advisory Group, LLC D.b.a. Prosperity Capital Advisors' firm-level Form ADV reports 103 advisors across 77 offices; approximately 73.3 clients per advisor, average assets per client of $581,042, and regulatory AUM of $4.4B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Selection of Other Advisers, and Educational Seminars or Workshops.
PortfolioFuture's firm-level 13F analysis covers $1.8B across 257 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Benjamin Roy personally.
Reported ETF positions
C2p Capital Advisory Group reports 257 ETF positions worth $1.8B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| SPYM — State Street SPDR Portfolio S&P 500 ETF | $250.5M |
| DFAC — Dimensional U.S. Core Equity 2 ETF | $121.5M |
| CORO — iShares International Country Rotation Active ETF | $87.9M |
| VUG — Vanguard Morningstar Growth ETF | $75M |
| VEA — Vanguard FTSE Developed Markets ETF | $72M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
C2p Capital Advisory Group's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | CGDV — Capital Group Dividend Value ETF | $9.9M | Top 99.9% | Peer conviction 86.4% · Active return +5.44% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $71M | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | CORO — iShares International Country Rotation Active ETF | $87.9M | Top 99.8% | Residual alpha +5.96% · Residual Sharpe 0.24 |
| Diversification Benefits | IALT — iShares Systematic Alternatives Active ETF | $15M | Top 99.4% | Replicability (R²) 33.8% · Residual Sharpe 1.52 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by C2p Capital Advisory Group, LLC D.b.a. Prosperity Capital Advisors on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Selection of Other Advisers
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Registered Representative of a Broker-Deale
- Real Estate Broker, Dealer, or Agent
- Insurance Broker or Agent
- Accountant or Accounting Firm
- Insurance Company or Agency
Contact
The firm's filed contact details.
Official record
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