Brendan Gallagher

Financial advisor at Lpl Enterprise, LLC · Brooklyn, NY

Last updated 2026-10-10

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Brendan Gallagher is a financial advisor at Lpl Enterprise, LLC in Brooklyn, NY, CRD 2263140. Licenses and exams on the registration: Series 63. IAPD registration began 2021-06-07.

Registration

CRD number
2263140
Registration status
Active
IAPD registration
2021-06-07
Industry Experience
5 years
Work Experience
10 years
States registered
NY

Licenses and exams

  • Series 63

Work history

  • 2016-04 to 2024-11 · Pruco Securities, Llc. · Forest Hills, NY
  • 2016-05 to Present · Prudential Insurance Company of America · Forest Hills, NY
  • 2024-11 to Present · Lpl Enterprise, LLC · Forest Hills, NY

Current employment

SEC IAPD record for Brendan Gallagher

Lpl Enterprise, LLC

Regulatory AUM
$24,939,385,373
Registered advisors
3,117
Offices
1,496
Clients per advisor
32.9 (Low)
Average AUM per client
$243.2K (Low)
High-net-worth client ratio
22.3% (Moderate)

Lpl Enterprise, LLC: advisors, services and reported ETF investments

About

Brendan Gallagher is a financial advisor at Lpl Enterprise, LLC in Brooklyn, NY. Reported securities licenses include Series 63. The latest record indicates 5 years of industry experience and 10 years of reported work history. Reported roles include Prudential Insurance Company of America, Pruco Securities, Llc..

SEC disclosures list additional business and community activities: 1: 11/14/2024 - silver bridge financial service, inc - non-variable insurance - brooklyn, ny - inv rel - start date 11/27/2019 - 2hrs/mth 2; 07/08/2025 - prudential sponsored non-variable insurance - non-variable insurance/insurance agency - inv related - at reported business location(s) 3.

Lpl Enterprise, LLC's firm-level Form ADV reports 3,117 advisors across 1,496 offices; approximately 32.9 clients per advisor, average assets per client of $243,162, and regulatory AUM of $24.9B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Educational Seminars or Workshops, Other Advisory Service.

What this firm offers

Filed by Lpl Enterprise, LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Other Financial Product Salesperson
  • Engaged in Other Business
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Banking or Thrift Institution
  • Insurance Company or Agency

Location

33 35th Street, Brooklyn, NY 11232

26 advisors at this office.

Lpl Enterprise office in Brooklyn, NY

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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