Brian David Smith
Financial advisor at Southeast Financial Advisors · Greenville, SC
Last updated 2026-10-10
Claim your profileBrian David Smith is a financial advisor at Southeast Financial Advisors in Greenville, SC, CRD 2394812. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 1999-01-19.
Registration
- CRD number
- 2394812
- Registration status
- Active
- IAPD registration
- 1999-01-19
- Industry Experience
- 27 years
- Work Experience
- 27 years
- States registered
- LA, NC, SC
Licenses and exams
- Series 63
- Series 65
Work history
- 1998-11 to Present · Southeast Financial Advisors · Greenville, SC
- 2009-01 to 2023-12 · Sfa Financial, LLC · Greenville, SC
Current employment
- Southeast Financial Advisors · Greenville, SC
Southeast Financial Advisors
- Regulatory AUM
- $132,964,803
- Registered advisors
- 2
- Offices
- 1
- Average AUM per client
- $437.4K (Low)
- High-net-worth client ratio
- 0.0% (Low)
Southeast Financial Advisors: advisors, services and reported ETF investments
About
Brian David Smith is a financial advisor at Southeast Financial Advisors in Greenville, SC. Reported securities licenses include Series 63 and Series 65. The latest record indicates 27 years of industry experience and 27 years of reported work history.
Southeast Financial Advisors' firm-level Form ADV reports 2 advisors across 1 offices; approximately 152.0 clients per advisor, average assets per client of $437,384, and regulatory AUM of $133M; client categories including Individuals (non-HNW) and Pension and profit-sharing plans; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, and Portfolio Management: Businesses or Institutional Clients.
What this firm offers
Filed by Southeast Financial Advisors on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Sells Non-Advisory Products or Services
Location
C/o 107 Manly Street, Greenville, SC 29601
2 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 864-284-6511
- Website: southeastfinancialadvisors.com
Official record
Are you Brian David Smith?
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