Brian E Harmon
Financial advisor at Allen Capital Group, LLC · Omaha, NE
Last updated 2026-10-10
Claim your profileBrian E Harmon is a financial advisor at Allen Capital Group, LLC in Omaha, NE, CRD 6435481. Licenses and exams on the registration: Series 63. IAPD registration began 2023-08-11.
Registration
- CRD number
- 6435481
- Registration status
- Active
- IAPD registration
- 2023-08-11
- Industry Experience
- 3 years
- Work Experience
- 11 years
- States registered
- NE
Licenses and exams
- Series 63
Designations
- CFP®
Work history
- 2015-08 to 2018-04 · Oppenheimerfunds Distributor, Inc · Centennial, CO
- 2018-04 to 2019-02 · Cor Clearing LLC · Omaha, NE
- 2019-02 to Present · Allen Capital Group · Omaha, NE
- 2023-04 to Present · Allen Capital Group, LLC · Omaha, NE
Current employment
- Allen Capital Group, LLC · Grand Island, NE
Allen Capital Group, LLC
- Regulatory AUM
- $1,501,556,085
- Registered advisors
- 22
- Offices
- 8
- Clients per advisor
- 103.4 (Moderate)
- Average AUM per client
- $660.3K (Low)
- High-net-worth client ratio
- 18.0% (Moderate)
Allen Capital Group, LLC: advisors, services and reported ETF investments
About
Brian E Harmon is a CFP® financial advisor at Allen Capital Group, LLC in Omaha, NE. Reported securities licenses include Series 63. The latest record indicates 3 years of industry experience and 11 years of reported work history. Reported roles include Allen Capital Group, Cor Clearing LLC, Oppenheimerfunds Distributor, Inc.
Allen Capital Group, LLC's firm-level Form ADV reports 22 advisors across 8 offices; approximately 103.4 clients per advisor, average assets per client of $660,315, and regulatory AUM of $1.5B; client categories including Individuals (non-HNW), High net worth individuals, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Selection of Other Advisers.
PortfolioFuture's firm-level 13F analysis covers $648.9M across 121 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Brian E Harmon personally.
Reported ETF positions
Allen Capital Group reports 121 ETF positions worth $648.9M on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| SPYM — State Street SPDR Portfolio S&P 500 ETF | $79.4M |
| UITB — VictoryShares Core Intermediate Bond ETF | $55.6M |
| IQLT — iShares MSCI Intl Quality Factor ETF | $52.2M |
| DSTL — Distillate U.S. Fundamental Stability & Value ETF | $34.3M |
| PYLD — PIMCO Multisector Bond Active Exchange-Traded Fund | $30.7M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Allen Capital Group's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | IVV — iShares Core S&P 500 ETF | $7.8M | Top 99.4% | Peer conviction 74.5% · Active return +3.01% |
| Addressable Market | IVV — iShares Core S&P 500 ETF | $7.8M | Top 99.6% | Addressable AUM $10.8T · Peer conviction 74.5% |
| Residual Alpha | BSCY — Invesco BulletShares 2034 Corporate Bond ETF | $418.7K | Top 99.6% | Residual alpha +0.56% · Residual Sharpe 0.09 |
| Diversification Benefits | TUSI — Touchstone Ultra Short Income ETF | $9.4M | Top 98.4% | Replicability (R²) 49.0% · Residual Sharpe 0.29 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Allen Capital Group, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Selection of Other Advisers
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Insurance Broker or Agent
- Engaged in Other Business
- Sells Non-Advisory Products or Services
- Accountant or Accounting Firm
- Sponsor or GP of Pooled Investment Vehicl
- Adviser to Any Private Fund
Location
10050 Regency Circle, Omaha, NE 68114
1 advisor at this office.
Contact
The firm's filed contact details.
- Phone: 308-385-1500
- Website: allencapgroup.com
Official record
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