Brian Michael Carroll

Financial advisor at Oak Harbor Wealth Partners · Raleigh, NC

Last updated 2026-10-10

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Brian Michael Carroll is a financial advisor at Oak Harbor Wealth Partners in Raleigh, NC, CRD 6889059. Licenses and exams on the registration: Series 66. IAPD registration began 2018-02-13.

Registration

CRD number
6889059
Registration status
Active
IAPD registration
2018-02-13
Industry Experience
8 years
Work Experience
23 years
States registered
IN, TX

Licenses and exams

  • Series 66

Designations

  • CFP®

Work history

  • 2018-01 to 2021-09 · Raymond James · Indianapolis, IN
  • 2003-01 to 2017-12 · Major League Soccer · New York, NY
  • 2021-10 to 2026-03 · Oak Harbor Wealth Partners, LLC · Raleigh, NC
  • 2026-04 to Present · Hesmer Wealth Management LLC · Raleigh, NC

Current employment

SEC IAPD record for Brian Michael Carroll

Oak Harbor Wealth Partners

Regulatory AUM
$288,419,511
Registered advisors
3
Offices
2
Average AUM per client
$1.1M (Low)
High-net-worth client ratio
40.1% (Moderate)

Oak Harbor Wealth Partners: advisors, services and reported ETF investments

About

Brian Michael Carroll is a CFP® financial advisor at Oak Harbor Wealth Partners in Raleigh, NC. Reported securities licenses include Series 66. The latest record indicates 8 years of industry experience and 23 years of reported work history. Reported roles include Hesmer Wealth Management LLC, Oak Harbor Wealth Partners, LLC, Raymond James, Major League Soccer.

Oak Harbor Wealth Partners' firm-level Form ADV reports 3 advisors across 2 offices; approximately 89.7 clients per advisor, average assets per client of $1,072,191, and regulatory AUM of $288.4M; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Pension Consulting Services, Selection of Other Advisers, Other Advisory Service.

What this firm offers

Filed by Oak Harbor Wealth Partners on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Pension Consulting Services
  • Selection of Other Advisers
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)

Location

Raleigh, NC

3 advisors at this office.

Oak Harbor Wealth Partners office in Raleigh, NC

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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