Brian Michael Murphy

Financial advisor at UBS Financial Services Inc. · New York, NY

Last updated 2026-10-10

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Brian Michael Murphy is a financial advisor at UBS Financial Services Inc. in New York, NY, CRD 2487186. Licenses and exams on the registration: Series 63, Series 65. First registered 2002-10-07.

Registration

CRD number
2487186
Registration status
Active
First registered
2002-10-07
Years of experience
24
States registered
CA, OH, TX

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 2012-09 to Present · UBS Financial Services Inc. · Rockland, MA

Current employment

SEC IAPD record for Brian Michael Murphy

UBS Financial Services Inc.

Regulatory AUM
$915,793,138,114
Registered advisors
9,369
Offices
2,657
Clients per advisor
122.2 (High)
Average AUM per client
$800.1K (Low)
High-net-worth client ratio
74.6% (High)

UBS Financial Services Inc.: advisors, services and reported ETF investments

What this firm offers

Filed by UBS Financial Services Inc. on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Publication of Periodicals or Newsletters
  • Security Ratings or Pricing Services
  • Educational Seminars or Workshops

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)
  • Commissions
  • Other

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Futures Commission Merchant
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Real Estate Broker or Dealer
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl

Location

299 Park Ave, New York, NY 10171

245 advisors at this office.

UBS office in New York, NY

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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