Brian Patrick Ellis
Financial advisor at Rockport Wealth LLC · Fairview Park, OH
Last updated 2026-10-10
Claim your profileBrian Patrick Ellis is a financial advisor at Rockport Wealth LLC in Fairview Park, OH, CRD 3004779. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2017-02-08.
Registration
- CRD number
- 3004779
- Registration status
- Active
- IAPD registration
- 2017-02-08
- Industry Experience
- 9 years
- Work Experience
- 23 years
- States registered
- OH, SC
Licenses and exams
- Series 63
- Series 66
Work history
- 2003-05 to 2020-07 · Investacorp, Inc. · Miami Lakes, FL
- 2020-07 to 2021-11 · Essex Securities, LLC · Atlanta, GA
- 2017-02 to Present · The J. Arnold Wealth Management Co. · Canfield, OH
- 2024-01 to Present · Rockport Wealth, LLC Dba Rockport Wealth Advisors · Fairview Park, OH
Current employment
- Rockport Wealth Advisors · Fairview Park, OH
Rockport Wealth LLC
- Regulatory AUM
- $676,427,261
- Registered advisors
- 8
- Offices
- 5
- Clients per advisor
- 202.9 (High)
- Average AUM per client
- $416.8K (Low)
- High-net-worth client ratio
- 15.3% (Moderate)
Rockport Wealth LLC: advisors, services and reported ETF investments
About
Brian Patrick Ellis is a financial advisor at Rockport Wealth Advisors, operating as Rockport Wealth LLC in Fairview Park, OH. Reported securities licenses include Series 63 and Series 66. The latest record indicates 9 years of industry experience and 23 years of reported work history. Reported roles include Rockport Wealth, LLC Dba Rockport Wealth Advisors, The J. Arnold Wealth Management Co., Essex Securities, LLC, Investacorp, Inc..
SEC disclosures list additional business and community activities: 1) Ellis Financial Services Is An Active Llc - Not In Use/not Offering Services: 2) ellis wealth management llc - active lcc as a pass-through (compensation) only - not offering services.
Rockport Wealth LLC's firm-level Form ADV reports 8 advisors across 5 offices; approximately 202.9 clients per advisor, average assets per client of $416,776, and regulatory AUM of $676.4M; client categories including Individuals (non-HNW), High net worth individuals, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Selection of Other Advisers, Educational Seminars or Workshops, Other Advisory Service.
PortfolioFuture's firm-level 13F analysis covers $403.1M across 62 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Brian Patrick Ellis personally.
Reported ETF positions
Rockport Wealth reports 62 ETF positions worth $403.1M on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| BUXX — Strive Enhanced Income Short Maturity ETF | $75.9M |
| FDL — First Trust Morningstar ETF | $47.8M |
| CIBR — First Trust NASDAQ Cybersecurity ETF | $31.6M |
| XLV — State Street Health Care Select Sector SPDR ETF | $24.2M |
| PAVE — Global X U.S. Infrastructure Development ETF | $21.7M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Rockport Wealth's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | IVV — iShares Core S&P 500 ETF | $1.3M | Top 99.4% | Peer conviction 74.5% · Active return +3.01% |
| Addressable Market | IVV — iShares Core S&P 500 ETF | $1.3M | Top 99.6% | Addressable AUM $10.8T · Peer conviction 74.5% |
| Residual Alpha | IMCG — iShares Morningstar Mid-Cap Growth ETF | $19.1M | Top 98.8% | Residual alpha +1.37% · Residual Sharpe 0.07 |
| Diversification Benefits | TBIL — F/m US Treasury 3 Month Bill Fund | $2.8M | Top 99.4% | Replicability (R²) 37.1% · Residual Sharpe 2.51 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Rockport Wealth LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Selection of Other Advisers
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
- Performance-Based Fees
Business and affiliations
- Sells Non-Advisory Products or Services
Location
22730 Fairview Center Dr, Fairview Park, OH 44126
8 advisors at this office.
Contact
The firm's filed contact details.
- Phone: (216) 226-4560
- Website: jarnoldwealth.com
Official record
Are you Brian Patrick Ellis?
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