Caesar Serrano

Financial advisor at J.P. Morgan Securities LLC

Last updated 2026-10-10

Caesar Serrano is a financial advisor at J.P. Morgan Securities LLC, CRD 8166460. Licenses and exams on the registration: Series 65, Series 63. IAPD registration began 2026-01-12.

Registration

CRD number: 8166460
Registration status: Active
IAPD registration: 2026-01-12
Industry Experience: 0 years
Work Experience: 10 years
States registered: TX

Licenses and exams

Series 65
Series 63

Work history

2026-08 to Present · J.P. Morgan Securities LLC · Plano, TX
2023-02 to 2026-07 · Wells Fargo · Addison, TX
2022-12 to 2023-01 · Prime Communications · Spanish Fork, UT
2022-10 to 2022-11 · Unemployed · Spanish Fork, UT
2021-08 to 2022-09 · 2020 Companies · Provo, UT
2021-11 to 2022-05 · Prime Communications · Spanish Fork, UT
2021-10 to 2021-11 · Wireless Advocates LLC · Spanish Fork, UT
2021-06 to 2021-07 · Alder Holdings LLC · Orem, UT
2020-08 to 2021-05 · Unemployed · Abilene, TX
2020-04 to 2020-07 · Wild Bills Pawn · Abilene, TX
2019-12 to 2020-03 · Unemployed · Abilene, TX
2019-10 to 2019-11 · Goodwill · Abilene, TX
2019-07 to 2019-09 · Unemployed · Abilene, TX
2019-04 to 2019-06 · Tuesday Morning, Inc · Abilene, TX
2018-09 to 2019-03 · Unemployed · Abilene, TX
2018-05 to 2018-08 · Taylor County Taphouse · Abilene, TX
2018-02 to 2018-04 · Unemployed · Abilene, TX
2018-01 to 2018-01 · Ugly Lime Tequila Bar · Abilene, TX
2017-10 to 2018-01 · Unemployed · Abilene, TX
2017-09 to 2017-09 · Branesystems LLC · Abilene, TX
2016-08 to 2017-08 · Unemployed · Abilene, TX

Current employment

J.P. Morgan Securities LLC · New York, NY

SEC IAPD record for Caesar Serrano

J.P. Morgan Securities LLC

Regulatory AUM: $429,694,491,042
Registered advisors: 14,334
Offices: 5,886
Clients per advisor: 87.0 (Moderate)
Average AUM per client: $344.7K (Low)
High-net-worth client ratio: 28.6% (Moderate)

J.P. Morgan Securities LLC: advisors, services and reported ETF investments

About

Caesar Serrano is a financial advisor at J.P. Morgan Securities LLC. Reported securities licenses include Series 65 and Series 63. The latest record indicates less than 1 year of industry experience and 10 years of reported work history.

J.P. Morgan Securities LLC's firm-level Form ADV reports 14,334 advisors across 5,886 offices; approximately 87.0 clients per advisor, average assets per client of $344,680, and regulatory AUM of $429.7B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.

What this firm offers

Filed by J.P. Morgan Securities LLC on Form ADV.

Client services

Financial Planning Services
Individuals and Small Businesses
Businesses or Institutional Clients
Pension Consulting Services
Selection of Other Advisers

Fee options

Percentage of Assets Under Management
Other

Business and affiliations

Broker-Dealer (Registered or Unregistered)
Futures Commission Merchant
Insurance Broker or Agent
Registered Security-Based Swap Dealer
Sells Non-Advisory Products or Services
Broker-Dealer or Municipal Securities Dea
Other Investment Adviser (Incl. Financial
Registered Security-Based Swap Dealer
Commodity Pool Operator or CTA
Futures Commission Merchant
Banking or Thrift Institution
Trust Company
Insurance Company or Agency
Pension Consultant
Real Estate Broker or Dealer
Sponsor or Syndicator of Limited Partners
Sponsor or GP of Pooled Investment Vehicl

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

Are you Caesar Serrano?

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