Caleb Neves
Financial advisor at MML Investors Services, LLC · Warwick, RI
Last updated 2026-10-10
Claim your profileCaleb Neves is a financial advisor at MML Investors Services, LLC in Warwick, RI, CRD 5058457. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2016-03-08.
Registration
- CRD number
- 5058457
- Registration status
- Active
- IAPD registration
- 2016-03-08
- Industry Experience
- 10 years
- Work Experience
- 10 years
- States registered
- RI, TX
Licenses and exams
- Series 63
- Series 65
Work history
- 2016-01 to 2017-03 · Metlife Securites, Inc. · East Providence, RI
- 2017-03 to Present · MML Investors Services, LLC · Warwick, RI
- 2016-07 to Present · Mass Mutual Life Insurance Company · Warwick, RI
Current employment
- MML Investors Services, LLC · Springfield, MA
MML Investors Services, LLC
- Regulatory AUM
- $115,638,239,231
- Registered advisors
- 5,120
- Offices
- 2,469
- Clients per advisor
- 88.8 (Moderate)
- Average AUM per client
- $254.2K (Low)
- High-net-worth client ratio
- 0.2% (Low)
MML Investors Services, LLC: advisors, services and reported ETF investments
About
Caleb Neves is a financial advisor at MML Investors Services, LLC in Warwick, RI. Reported securities licenses include Series 63 and Series 65. The latest record indicates 10 years of industry experience and 10 years of reported work history. Reported roles include Mass Mutual Life Insurance Company, Metlife Securites, Inc..
SEC disclosures list additional business and community activities: (1)name: Caleb Neves Inv Rel: Y Add: 26 Cole St Bristol Ri 02809 Nature: Simple Rental Property- Real Estate Position: Owner Start Date: 06/06/2013 No: Hr/mo: 1 no; Hr/mo during SEC trading: 0 describe duties: landlord.
MML Investors Services, LLC's firm-level Form ADV reports 5,120 advisors across 2,469 offices; approximately 88.8 clients per advisor, average assets per client of $254,242, and regulatory AUM of $115.6B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Investment companies, Pension and profit-sharing plans, Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.
PortfolioFuture's firm-level 13F analysis covers $31.5B across 1,348 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Caleb Neves personally.
Reported ETF positions
MML Investors Services reports 1,348 ETF positions worth $31.5B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| IVV — iShares Core S&P 500 ETF | $2.1B |
| QQQ — Invesco QQQ Trust, Series 1 | $667.6M |
| VEA — Vanguard FTSE Developed Markets ETF | $654.4M |
| DYNF — iShares U.S. Equity Factor Rotation Active ETF | $621M |
| VOO — Vanguard S&P 500 ETF | $586M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
MML Investors Services's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | CGDV — Capital Group Dividend Value ETF | $250.3M | Top 99.9% | Peer conviction 86.4% · Active return +5.44% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $621M | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | CORO — iShares International Country Rotation Active ETF | $141.2M | Top 99.8% | Residual alpha +5.96% · Residual Sharpe 0.24 |
| Diversification Benefits | IALT — iShares Systematic Alternatives Active ETF | $100.5M | Top 99.4% | Replicability (R²) 33.8% · Residual Sharpe 1.52 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by MML Investors Services, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
- Other
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Commodity Pool Operator or CTA
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
- Sponsor or Syndicator of Limited Partners
- Sponsor or GP of Pooled Investment Vehicl
Location
301 Metro Center Blvd, Warwick, RI 02886
6 advisors at this office.
Contact
The firm's filed contact details.
- Phone: (413) 226-0000
- Website: mmlinvestors.com
Official record
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