Caroline Liftman

Financial advisor at Neuberger Berman Bd LLC

Last updated 2026-10-10

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Caroline Liftman is a financial advisor at Neuberger Berman Bd LLC, CRD 7517262. Licenses and exams on the registration: Series 65, Series 63. IAPD registration began 2025-08-07.

Registration

CRD number
7517262
Registration status
Active
IAPD registration
2025-08-07
Industry Experience
1 year
Work Experience
13 years
States registered
NY

Licenses and exams

  • Series 65
  • Series 63

Work history

  • 2023-07 to 2024-06 · TD Securities (USA) LLC · New York, NY
  • 2019-09 to 2023-05 · Boston University · Boston, MA
  • 2022-06 to 2022-08 · TD Securities · New York, NY
  • 2013-07 to 2019-06 · Noble and Greenough School · Dedham, MA
  • 2021-06 to 2021-08 · Scs Financial · Boston, MA
  • 2025-04 to Present · Neuberger Berman · New York, NY
  • 2024-06 to 2025-04 · Unemployed · N/a, XX

Current employment

SEC IAPD record for Caroline Liftman

Neuberger Berman Bd LLC

Registered advisors
867
Offices
335
Clients per advisor
0.0 (Low)

Neuberger Berman Bd LLC: advisors, services and reported ETF investments

About

Caroline Liftman is a financial advisor at Neuberger Berman Bd LLC. Reported securities licenses include Series 65 and Series 63. The latest record indicates 1 year of industry experience and 13 years of reported work history.

Neuberger Berman Bd LLC's firm-level Form ADV reports 867 advisors across 335 offices; services including Selection of Other Advisers.

What this firm offers

Filed by Neuberger Berman Bd LLC on Form ADV.

Client services

  • Selection of Other Advisers

Fee options

  • Percentage of Assets Under Management

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Commodity Pool Operator or Trading Advisor
  • Engaged in Other Business
  • Other Business Is Primary Business
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Municipal Advisor
  • Commodity Pool Operator or CTA
  • Trust Company
  • Insurance Company or Agency
  • Sponsor or GP of Pooled Investment Vehicl

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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