Casey Smith

Financial advisor at Oppenheimer & Co. Inc. · Warrington, PA

Last updated 2026-10-10

Claim your profile

Casey Smith is a financial advisor at Oppenheimer & Co. Inc. in Warrington, PA, CRD 5495989. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2013-01-18.

Registration

CRD number
5495989
Registration status
Active
IAPD registration
2013-01-18
Industry Experience
13 years
Work Experience
14 years
States registered
PA, TX

Licenses and exams

  • Series 63
  • Series 65

Designations

  • CFP®

Work history

  • 2012-05 to Present · Oppenheimer & Co Inc · Warrington, PA

Current employment

SEC IAPD record for Casey Smith

Oppenheimer & Co. Inc.

Regulatory AUM
$36,710,705,748
Registered advisors
1,166
Offices
452
Clients per advisor
33.5 (Low)
Average AUM per client
$940.4K (Low)
High-net-worth client ratio
3.1% (Low)

Oppenheimer & Co. Inc.: advisors, services and reported ETF investments

About

Casey Smith is a CFP® financial advisor at Oppenheimer & Co. Inc. in Warrington, PA. Reported securities licenses include Series 63 and Series 65. The latest record indicates 13 years of industry experience and 14 years of reported work history.

Oppenheimer & Co. Inc.'s firm-level Form ADV reports 1,166 advisors across 452 offices; approximately 33.5 clients per advisor, average assets per client of $940,432, and regulatory AUM of $36.7B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities, and Insurance companies; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.

PortfolioFuture's firm-level 13F analysis covers $2.7B across 557 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Casey Smith personally.

Reported ETF positions

Oppenheimer & reports 557 ETF positions worth $2.7B on Form 13F; the largest are listed.

Largest ETF positions reported by Oppenheimer &
FundReported value
QQQ — Invesco QQQ Trust, Series 1$100.8M
SPY — SPDR S&P 500 ETF TRUST$94.7M
IWF — iShares Russell 1000 Growth Fund$81.7M
IVV — iShares Core S&P 500 ETF$78.8M
VOO — Vanguard S&P 500 ETF$71.8M

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

What this firm offers

Filed by Oppenheimer & Co. Inc. on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)
  • Commissions

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or GP of Pooled Investment Vehicl

Location

2700 Kelly Road, Warrington, PA 18976

16 advisors at this office.

Oppenheimer & office in Warrington, PA

Open in Google Maps

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

Are you Casey Smith?

Claim your profile to add your biography, services, expertise, client focus, investment approach and fees. Advisor-confirmed information is separate from public SEC records.