Chad Alder

Financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated · Mesa, AZ

Last updated 2026-10-10

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Chad Alder is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Mesa, AZ, CRD 5424005. Licenses and exams on the registration: Series 63, Series 66. First registered 2014-06-16.

Registration

CRD number
5424005
Registration status
Active
First registered
2014-06-16
Years of experience
14
States registered
CA, MD, TX

Licenses and exams

  • Series 63
  • Series 66

Work history

  • 2012-10 to Present · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Chandler, AZ
  • 2013-12 to Present · Bank of America, N.A. · Chandler, AZ

Current employment

SEC IAPD record for Chad Alder

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Regulatory AUM
$1,781,568,171,479
Registered advisors
25,565
Offices
5,327
Clients per advisor
71.9 (Moderate)
Average AUM per client
$968.8K (Low)
High-net-worth client ratio
28.4% (Moderate)

Merrill Lynch, Pierce, Fenner & Smith Incorporated: advisors, services and reported ETF investments

What this firm offers

Filed by Merrill Lynch, Pierce, Fenner & Smith Incorporated on Form ADV.

Client services

  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)
  • Commissions

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Real Estate Broker or Dealer

Location

Mesa, AZ

24 advisors at this office.

Merrill office in Mesa, AZ

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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