Chad E Shultz

Financial advisor at Charles Schwab & Co., Inc. · Newport Beach, CA

Last updated 2026-10-10

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Chad E Shultz is a financial advisor at Charles Schwab & Co., Inc. in Newport Beach, CA, CRD 2694257. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2003-02-05.

Registration

CRD number
2694257
Registration status
Active
IAPD registration
2003-02-05
Industry Experience
23 years
Work Experience
28 years
States registered
CA

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 1997-12 to Present · Charles Schwab & Co., Inc. · Newport Beach, CA
  • 2005-02 to Present · Charles Schwab Bank · Newport Beach, CA
  • 2021-07 to 2024-06 · TD Ameritrade, Inc. · Newport Beach, CA

Current employment

SEC IAPD record for Chad E Shultz

Charles Schwab & Co., Inc.

Registered advisors
6,791
Offices
867
Clients per advisor
0.0 (Low)

Charles Schwab & Co., Inc.: advisors, services and reported ETF investments

About

Chad E Shultz is a financial advisor at Charles Schwab & Co., Inc. in Newport Beach, CA. Reported securities licenses include Series 63 and Series 65. The latest record indicates 23 years of industry experience and 28 years of reported work history.

Charles Schwab & Co., Inc.'s firm-level Form ADV reports 6,791 advisors across 867 offices; services including Financial Planning Services, Selection of Other Advisers, and Other Advisory Service.

What this firm offers

Filed by Charles Schwab & Co., Inc. on Form ADV.

Client services

  • Financial Planning Services
  • Selection of Other Advisers
  • Other Advisory Service

Fee options

  • Fixed Fees (Other Than Subscription)
  • Other

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or GP of Pooled Investment Vehicl

Location

16 Corporate Plaza Dr, Newport Beach, CA 92660

37 advisors at this office.

Charles Schwab & office in Newport Beach, CA

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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