Charles Robert Pollack
Financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated · White Plains, NY
Last updated 2026-10-10
Claim your profileCharles Robert Pollack is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in White Plains, NY, CRD 1850884. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2021-04-19.
Registration
- CRD number
- 1850884
- Registration status
- Active
- IAPD registration
- 2021-04-19
- Industry Experience
- 5 years
- Work Experience
- 17 years
- States registered
- NY
Licenses and exams
- Series 63
- Series 65
Work history
- 2008-12 to Present · Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 · White Plains, NY
- 2009-12 to Present · Bank of America, NA · White Plains, NY
Current employment
- Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY
Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Regulatory AUM
- $1,781,568,171,479
- Registered advisors
- 25,565
- Offices
- 5,327
- Clients per advisor
- 71.9 (Moderate)
- Average AUM per client
- $968.8K (Low)
- High-net-worth client ratio
- 28.4% (Moderate)
Merrill Lynch, Pierce, Fenner & Smith Incorporated: advisors, services and reported ETF investments
About
Charles Robert Pollack is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in White Plains, NY. Reported securities licenses include Series 63 and Series 65. The latest record indicates 5 years of industry experience and 17 years of reported work history. Reported roles include Bank of America, NA, Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691.
Merrill Lynch, Pierce, Fenner & Smith Incorporated's firm-level Form ADV reports 25,565 advisors across 5,327 offices; approximately 71.9 clients per advisor, average assets per client of $968,779, and regulatory AUM of $1.8T; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, Corporations or other businesses; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers, Educational Seminars or Workshops.
What this firm offers
Filed by Merrill Lynch, Pierce, Fenner & Smith Incorporated on Form ADV.
Client services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Commissions
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Security-Based Swap Dealer
- Futures Commission Merchant
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
Location
360 Hamilton Ave, White Plains, NY 10601
86 advisors at this office.
Contact
The firm's filed contact details.
Official record
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