Christopher Alan Davis

Financial advisor at Nuveen Asset Management, LLC · Chicago, IL

Last updated 2026-10-10

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Christopher Alan Davis is a financial advisor at Nuveen Asset Management, LLC in Chicago, IL, CRD 3155497. Licenses and exams on the registration: Series 66. IAPD registration began 2002-09-27.

Registration

CRD number
3155497
Registration status
Active
IAPD registration
2002-09-27
Industry Experience
24 years
Work Experience
12 years
States registered
IL

Licenses and exams

  • Series 66

Work history

  • 2014-03 to 2020-06 · Allianz Global Investors U.S. LLC · New York, NY
  • 2014-03 to 2020-06 · Allianz Global Investors Distributors LLC · New York, NY
  • 2020-06 to 2022-08 · Advisory Research Inc. · Chicago, IL
  • 2021-03 to 2022-08 · Foreside Financial Services, LLC · Mill Valley, CA
  • 2022-09 to 2024-05 · Barings Securities LLC · Charlotte, NC
  • 2022-09 to 2024-05 · Barings LLC · Charlotte, NC
  • 2024-05 to Present · Nuveen Securities, LLC · Mill Valley, CA
  • 2024-05 to Present · Nuveen Asset Management LLC · Chicago, IL

Current employment

SEC IAPD record for Christopher Alan Davis

Nuveen Asset Management, LLC

Regulatory AUM
$280,484,645,970
Registered advisors
256
Offices
7
Clients per advisor
254.9 (High)
Average AUM per client
$4.3M (Moderate)
High-net-worth client ratio
21.2% (Moderate)

Nuveen Asset Management, LLC: advisors, services and reported ETF investments

About

Christopher Alan Davis is a financial advisor at Nuveen Asset Management, LLC in Chicago, IL. Reported securities licenses include Series 66. The latest record indicates 24 years of industry experience and 12 years of reported work history. Reported roles include Nuveen Securities, LLC, Barings Securities LLC, Barings LLC, Foreside Financial Services, LLC, among others.

Nuveen Asset Management, LLC's firm-level Form ADV reports 256 advisors across 7 offices; approximately 254.9 clients per advisor, average assets per client of $4,298,088, and regulatory AUM of $280.5B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Investment companies, Pooled investment vehicles, Pension and profit-sharing plans; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Investment Companies, Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services.

What this firm offers

Filed by Nuveen Asset Management, LLC on Form ADV.

Client services

  • Individuals and Small Businesses
  • Investment Companies
  • Pooled Investment Vehicles
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)
  • Performance-Based Fees

Business and affiliations

  • Commodity Pool Operator or Trading Advisor
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Municipal Advisor
  • Commodity Pool Operator or CTA
  • Banking or Thrift Institution
  • Insurance Company or Agency
  • Pension Consultant
  • Real Estate Broker or Dealer
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl
  • Adviser to Any Private Fund

Location

333 West Wacker Drive, Chicago, IL 60606

240 advisors at this office.

Nuveen Asset Management office in Chicago, IL

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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