Christopher Bernard King
Financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated · Carrollton, TX
Last updated 2026-10-10
Claim your profileChristopher Bernard King is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Carrollton, TX, CRD 7956592. Licenses and exams on the registration: Series 66, Series 63. IAPD registration began 2025-10-15.
Registration
- CRD number
- 7956592
- Registration status
- Active
- IAPD registration
- 2025-10-15
- Industry Experience
- 0 years
- Work Experience
- 12 years
- States registered
- TX
Licenses and exams
- Series 66
- Series 63
Work history
- 2019-06 to 2022-01 · Hannaford Supermarkets · Waterville, ME
- 2023-05 to 2024-01 · Kennebec Savings Bank · Augusta, ME
- 2022-05 to 2023-01 · Ll Bean · Freeport, ME
- 2024-01 to 2024-05 · Full Time Education · Goffstown, NH
- 2023-01 to 2023-05 · Full Time Education · Goffstown, NH
- 2022-01 to 2022-05 · Full Time Education · Goffstown, NH
- 2014-08 to 2019-06 · Full Time Education · Sidney, ME
- 2024-05 to 2024-08 · Unemployed · Sidney, ME
- 2021-07 to 2021-07 · Poulin's Firearms and Auction House · Fairfield, ME
- 2024-08 to 2025-11 · Charles Schwab & Co., Inc. · Westlake, TX
- 2025-11 to Present · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Carrollton, TX
- 2026-01 to Present · Bank of America, N.A. · Carrollton, TX
Current employment
- Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY
Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Regulatory AUM
- $1,781,568,171,479
- Registered advisors
- 25,565
- Offices
- 5,327
- Clients per advisor
- 71.9 (Moderate)
- Average AUM per client
- $968.8K (Low)
- High-net-worth client ratio
- 28.4% (Moderate)
Merrill Lynch, Pierce, Fenner & Smith Incorporated: advisors, services and reported ETF investments
About
Christopher Bernard King is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Carrollton, TX. Reported securities licenses include Series 66 and Series 63. The latest record indicates less than 1 year of industry experience and 12 years of reported work history. Reported roles include Bank of America, N.A., Charles Schwab & Co., Inc., Unemployed, Full Time Education, among others.
SEC disclosures list additional business and community activities: I; 4039265 Entity Type: For Profit: I primarily resell shoes that were purchased at retail and resell them to make a profit; I have a profile on the platform, where i occasionally list shoes for sale.
Merrill Lynch, Pierce, Fenner & Smith Incorporated's firm-level Form ADV reports 25,565 advisors across 5,327 offices; approximately 71.9 clients per advisor, average assets per client of $968,779, and regulatory AUM of $1.8T; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, Corporations or other businesses; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers, Educational Seminars or Workshops.
What this firm offers
Filed by Merrill Lynch, Pierce, Fenner & Smith Incorporated on Form ADV.
Client services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Commissions
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Security-Based Swap Dealer
- Futures Commission Merchant
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
Location
1900 E Hebron Pkwy, Carrollton, TX 75007
2 advisors at this office.
Contact
The firm's filed contact details.
Official record
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