Christopher Bernard King

Financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated · Carrollton, TX

Last updated 2026-10-10

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Christopher Bernard King is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Carrollton, TX, CRD 7956592. Licenses and exams on the registration: Series 66, Series 63. IAPD registration began 2025-10-15.

Registration

CRD number
7956592
Registration status
Active
IAPD registration
2025-10-15
Industry Experience
0 years
Work Experience
12 years
States registered
TX

Licenses and exams

  • Series 66
  • Series 63

Work history

  • 2019-06 to 2022-01 · Hannaford Supermarkets · Waterville, ME
  • 2023-05 to 2024-01 · Kennebec Savings Bank · Augusta, ME
  • 2022-05 to 2023-01 · Ll Bean · Freeport, ME
  • 2024-01 to 2024-05 · Full Time Education · Goffstown, NH
  • 2023-01 to 2023-05 · Full Time Education · Goffstown, NH
  • 2022-01 to 2022-05 · Full Time Education · Goffstown, NH
  • 2014-08 to 2019-06 · Full Time Education · Sidney, ME
  • 2024-05 to 2024-08 · Unemployed · Sidney, ME
  • 2021-07 to 2021-07 · Poulin's Firearms and Auction House · Fairfield, ME
  • 2024-08 to 2025-11 · Charles Schwab & Co., Inc. · Westlake, TX
  • 2025-11 to Present · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Carrollton, TX
  • 2026-01 to Present · Bank of America, N.A. · Carrollton, TX

Current employment

SEC IAPD record for Christopher Bernard King

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Regulatory AUM
$1,781,568,171,479
Registered advisors
25,565
Offices
5,327
Clients per advisor
71.9 (Moderate)
Average AUM per client
$968.8K (Low)
High-net-worth client ratio
28.4% (Moderate)

Merrill Lynch, Pierce, Fenner & Smith Incorporated: advisors, services and reported ETF investments

About

Christopher Bernard King is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Carrollton, TX. Reported securities licenses include Series 66 and Series 63. The latest record indicates less than 1 year of industry experience and 12 years of reported work history. Reported roles include Bank of America, N.A., Charles Schwab & Co., Inc., Unemployed, Full Time Education, among others.

SEC disclosures list additional business and community activities: I; 4039265 Entity Type: For Profit: I primarily resell shoes that were purchased at retail and resell them to make a profit; I have a profile on the platform, where i occasionally list shoes for sale.

Merrill Lynch, Pierce, Fenner & Smith Incorporated's firm-level Form ADV reports 25,565 advisors across 5,327 offices; approximately 71.9 clients per advisor, average assets per client of $968,779, and regulatory AUM of $1.8T; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, Corporations or other businesses; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers, Educational Seminars or Workshops.

What this firm offers

Filed by Merrill Lynch, Pierce, Fenner & Smith Incorporated on Form ADV.

Client services

  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)
  • Commissions

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Real Estate Broker or Dealer

Location

1900 E Hebron Pkwy, Carrollton, TX 75007

2 advisors at this office.

Merrill office in Carrollton, TX

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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