Christopher G Pieper
Financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated · Fort Mitchell, KY
Last updated 2026-10-10
Claim your profileChristopher G Pieper is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Mitchell, KY, CRD 4044800. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2002-12-06.
Registration
- CRD number
- 4044800
- Registration status
- Active
- IAPD registration
- 2002-12-06
- Industry Experience
- 23 years
- Work Experience
- 24 years
- States registered
- KY, TX
Licenses and exams
- Series 63
- Series 65
Work history
- 2001-11 to Present · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Fort Mitchell, KY
- 2012-02 to Present · Bank of America, N.A. · Fort Mitchell, KY
Current employment
- Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY
Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Regulatory AUM
- $1,781,568,171,479
- Registered advisors
- 25,565
- Offices
- 5,327
- Clients per advisor
- 71.9 (Moderate)
- Average AUM per client
- $968.8K (Low)
- High-net-worth client ratio
- 28.4% (Moderate)
Merrill Lynch, Pierce, Fenner & Smith Incorporated: advisors, services and reported ETF investments
About
Christopher G Pieper is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Mitchell, KY. Reported securities licenses include Series 63 and Series 65. The latest record indicates 23 years of industry experience and 24 years of reported work history. Reported roles include Bank of America, N.A..
SEC disclosures list additional business and community activities: I; 475109for Profit Or Not For Profit: Entity For Profitname Of Outside Business Organization: Hemmer Investment Groupinvestment Related: Naddress Of Business: Ft: Mitchell, kentucky, 41017nature of business: ["limited liability company"]position, title, association: ["committee","board member"], [["other"]]start date of relationship: 3/1/2012number of hours devoted: 2 hour(s) monthlynumber of hours devoted during trading hours: 0duties: , commercial real estate investmentmember of board seeking real estate invesments i; 511979for Profit Or Not For Profit: Entity For Profitname Of Outside Business Organization: Pjgw Properties Llcinvestment Related: Naddress Of Business: Florence: Very few to no responsibilities i; 2036294: , cincinnati, ohio, 45202 investment related: no position, title, association: successor trusteeemployee start date: 07-oct-2024 no hours: 0no hours during trading:0 duties: i; 3126286: The treatment and prevention of child abuse.
Merrill Lynch, Pierce, Fenner & Smith Incorporated's firm-level Form ADV reports 25,565 advisors across 5,327 offices; approximately 71.9 clients per advisor, average assets per client of $968,779, and regulatory AUM of $1.8T; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, Corporations or other businesses; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers, Educational Seminars or Workshops.
What this firm offers
Filed by Merrill Lynch, Pierce, Fenner & Smith Incorporated on Form ADV.
Client services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Commissions
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Security-Based Swap Dealer
- Futures Commission Merchant
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
Location
300 Buttermilk Pike, Fort Mitchell, KY 41017
23 advisors at this office.
Contact
The firm's filed contact details.
Official record
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