Christopher J Stapleton
Financial advisor at Northwestern Mutual Investment Services, LLC · Gadsden, AL
Last updated 2026-10-10
Claim your profileChristopher J Stapleton is a financial advisor at Northwestern Mutual Investment Services, LLC in Gadsden, AL, CRD 5709996. Licenses and exams on the registration: Series 66. IAPD registration began 2011-03-23.
Registration
- CRD number
- 5709996
- Registration status
- Active
- IAPD registration
- 2011-03-23
- Industry Experience
- 15 years
- Work Experience
- 17 years
- States registered
- AL
Licenses and exams
- Series 66
Work history
- 2009-08 to Present · Northwestern Mutual Life Insurance Company · Milwaukee, WI
- 2010-04 to Present · Northwestern Mutual Investment Services, LLC · Gadsden, AL
- 2016-01 to Present · Northwestern Mutual Wealth Management Company · Milwaukee, WI
Current employment
- Northwestern Mutual Investment Services, LLC · Milwaukee, WI
Northwestern Mutual Investment Services, LLC
- Registered advisors
- 2,020
- Offices
- 645
- Clients per advisor
- 0.0 (Low)
- High-net-worth client ratio
- 0.0% (Low)
Northwestern Mutual Investment Services, LLC: advisors, services and reported ETF investments
About
Christopher J Stapleton is a financial advisor at Northwestern Mutual Investment Services, LLC in Gadsden, AL. Reported securities licenses include Series 66. The latest record indicates 15 years of industry experience and 17 years of reported work history.
Northwestern Mutual Investment Services, LLC's firm-level Form ADV reports 2,020 advisors across 645 offices; approximately 0.0 clients per advisor; client categories including Banking or thrift institutions; services including Other Advisory Service.
What this firm offers
Filed by Northwestern Mutual Investment Services, LLC on Form ADV.
Client services
- Other Advisory Service
Fee options
- Fixed Fees (Other Than Subscription)
- Other
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Commodity Pool Operator or CTA
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Sponsor or GP of Pooled Investment Vehicl
Location
715 Walnut St Ste 100, Gadsden, AL 35901
2 advisors at this office.
Contact
The firm's filed contact details.
Official record
Are you Christopher J Stapleton?
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