Christopher John Rivers

Financial advisor at Mariner Institutional, LLC · Rockland, MA

Last updated 2026-10-10

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Christopher John Rivers is a financial advisor at Mariner Institutional, LLC in Rockland, MA, CRD 2634601. Licenses and exams on the registration: Series 63, Series 65. First registered 2018-08-13.

Registration

CRD number
2634601
Registration status
Active
First registered
2018-08-13
Years of experience
11
States registered
MA

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 2015-08 to 2017-03 · Transamerica Investors Securities Corporation · S. Easton, MA
  • 2015-08 to 2017-03 · Transamerica Retirement Solutions · S. Easton, MA
  • 2017-09 to 2019-01 · Donegal Securities, Inc. · Wellesley, MA
  • 2017-09 to 2018-10 · The Kraematon Group, Inc. · Wellesley, MA
  • 2017-01 to 2017-09 · Unemployed · Easton, MA
  • 2018-07 to 2021-11 · Commonwealth Financial Network · Waltham, MA
  • 2021-12 to 2025-12 · First National Corporation · Rockland, MA
  • 2021-01 to 2021-11 · Axial Benefits Grouup · Burlington, MA
  • 2026-01 to Present · Mariner Institutional · Winter Park, FL
  • 2026-01 to Present · Mariner · Overland Park, KS

Current employment

SEC IAPD record for Christopher John Rivers

Mariner Institutional, LLC

Regulatory AUM
$2,822,300,000
Registered advisors
17
Offices
13
Clients per advisor
3.5 (Low)
Average AUM per client
$47.8M (Moderate)
High-net-worth client ratio
13.6% (Low)

Mariner Institutional, LLC: advisors, services and reported ETF investments

What this firm offers

Filed by Mariner Institutional, LLC on Form ADV.

Client services

  • Individuals and Small Businesses
  • Pension Consulting Services
  • Selection of Other Advisers
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Trust Company
  • Accountant or Accounting Firm
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or GP of Pooled Investment Vehicl

Location

300 Ledgewood Place, Rockland, MA 02370

2 advisors at this office.

Mariner Institutional office in Rockland, MA

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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