Christopher Kirk Prevette
Financial advisor at Independent Advisor Alliance, LLC · Charlotte, NC
Last updated 2026-10-10
Claim your profileChristopher Kirk Prevette is a financial advisor at Independent Advisor Alliance, LLC in Charlotte, NC, CRD 2072811. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2021-09-17.
Registration
- CRD number
- 2072811
- Registration status
- Active
- IAPD registration
- 2021-09-17
- Industry Experience
- 5 years
- Work Experience
- 23 years
- States registered
- NC, SC
Licenses and exams
- Series 63
- Series 65
Designations
- Chartered Financial Analyst
Work history
- 2021-09 to Present · Independent Advisor Alliance · Charlotte, NC
- 2021-06 to 2021-09 · Principal Financial Group · Charlotte, NC
- 2003-03 to 2021-06 · Wells Fargo Bank · Charlotte, NC
Current employment
- Independent Advisor Alliance, LLC · Charlotte, NC
Independent Advisor Alliance, LLC
- Regulatory AUM
- $17,233,280,665
- Registered advisors
- 302
- Offices
- 205
- Clients per advisor
- 149.0 (High)
- Average AUM per client
- $382.9K (Low)
- High-net-worth client ratio
- 34.6% (Moderate)
Independent Advisor Alliance, LLC: advisors, services and reported ETF investments
About
Christopher Kirk Prevette is a Chartered Financial Analyst financial advisor at Independent Advisor Alliance, LLC in Charlotte, NC. Reported securities licenses include Series 63 and Series 65. The latest record indicates 5 years of industry experience and 23 years of reported work history. Reported roles include Independent Advisor Alliance, Principal Financial Group, Wells Fargo Bank.
SEC disclosures list additional business and community activities: 08/01/2021 - Charlotte Carolinas Rugby Club Board Member - Not Investment Related - 3330 Cambria Road.
Independent Advisor Alliance, LLC's firm-level Form ADV reports 302 advisors across 205 offices; approximately 149.0 clients per advisor, average assets per client of $382,945, and regulatory AUM of $17.2B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses, Other; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.
PortfolioFuture's firm-level 13F analysis covers $493M across 242 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Christopher Kirk Prevette personally.
Reported ETF positions
Independent Advisor Alliance reports 242 ETF positions worth $493M on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| GLD — SPDR Gold Shares | $33.5M |
| SPYM — State Street SPDR Portfolio S&P 500 ETF | $29.9M |
| IVV — iShares Core S&P 500 ETF | $22.5M |
| VTI — Vanguard Morningstar Total Stock Market ETF | $19.1M |
| FTGS — First Trust Growth Strength ETF | $15.5M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Independent Advisor Alliance's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $550.9K | Top 99.8% | Peer conviction 86.8% · Active return +4.88% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $550.9K | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | JMEE — JPMorgan Small & Mid Cap Enhanced Equity ETF | $1.2M | Top 99.6% | Residual alpha +1.58% · Residual Sharpe 0.08 |
| Diversification Benefits | TBIL — F/m US Treasury 3 Month Bill Fund | $3.3M | Top 99.4% | Replicability (R²) 37.1% · Residual Sharpe 2.51 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Independent Advisor Alliance, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Publication of Periodicals or Newsletters
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Registered Representative of a Broker-Deale
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Accountant or Accounting Firm
- Lawyer or Law Firm
- Insurance Company or Agency
Location
4777 Sharon Road, Charlotte, NC 28210
4 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 888.430.1555
- Website: the680group.com
- Youtube
Official record
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