Christopher Patrick Smith

Financial advisor at Raymond James Financial Services Advisors, Inc

Last updated 2026-10-10

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Christopher Patrick Smith is a financial advisor at Raymond James Financial Services Advisors, Inc, CRD 7599604. Licenses and exams on the registration: Series 66, Series 63. IAPD registration began 2026-10-05.

Registration

CRD number
7599604
Registration status
Active
IAPD registration
2026-10-05
Industry Experience
0 years
Work Experience
10 years
States registered
NE

Licenses and exams

  • Series 66
  • Series 63

Work history

  • 2023-10 to 2026-01 · First National Bank of Omaha · Omaha, NE
  • 2026-01 to Present · Raymond James Financial Services, Inc. · Omaha, NE
  • 2022-06 to 2022-08 · Unemployed · Omaha, NE
  • 2017-09 to 2018-06 · Unemployed · Lincoln, NE
  • 2016-09 to 2017-04 · Unemployed · North Platte, NE
  • 2021-07 to 2022-05 · Equity Bank · Wichita, KS
  • 2018-10 to 2021-06 · Cornhusker Bank · Lincoln, NE
  • 2018-07 to 2018-09 · Country Club of Lincoln · Lincoln, NE
  • 2017-05 to 2017-08 · Nebraskaland Bank · North Platte, NE
  • 2022-08 to 2023-04 · TD Ameritrade · Omaha, NE
  • 2023-04 to 2023-10 · Charles Schwab & Co., Inc. · Omaha, NE
  • 2026-01 to Present · First National Bank of Omaha · Omaha, NE
  • 2026-10 to Present · Raymond James Financial Services Advisors, Inc · Omaha, NE

Current employment

SEC IAPD record for Christopher Patrick Smith

Raymond James Financial Services Advisors, Inc

Regulatory AUM
$390,042,864,529
Registered advisors
6,739
Offices
4,986
Clients per advisor
75.4 (Moderate)
Average AUM per client
$767.1K (Low)
High-net-worth client ratio
18.0% (Moderate)

Raymond James Financial Services Advisors, Inc: advisors, services and reported ETF investments

About

Christopher Patrick Smith is a financial advisor at Raymond James Financial Services Advisors, Inc. Reported securities licenses include Series 66 and Series 63. The latest record indicates less than 1 year of industry experience and 10 years of reported work history.

Raymond James Financial Services Advisors, Inc's firm-level Form ADV reports 6,739 advisors across 4,986 offices; approximately 75.4 clients per advisor, average assets per client of $767,138, and regulatory AUM of $390B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pension and profit-sharing plans, Charitable organizations, and State or municipal government entities; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.

What this firm offers

Filed by Raymond James Financial Services Advisors, Inc on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)
  • Commissions
  • Other

Business and affiliations

  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Municipal Advisor
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or Syndicator of Limited Partners

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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