Christopher Warren Smith

Financial advisor at Lpl Enterprise, LLC · Edmond, OK

Last updated 2026-10-10

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Christopher Warren Smith is a financial advisor at Lpl Enterprise, LLC in Edmond, OK, CRD 1977281. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2000-08-16.

Registration

CRD number
1977281
Registration status
Active
IAPD registration
2000-08-16
Industry Experience
26 years
Work Experience
36 years
States registered
OK, TX

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 1990-04 to Present · Prudential Insurance Company of America · Edmond, OK
  • 1990-04 to 2024-11 · Pruco Securities, Llc. · Edmond, OK
  • 2024-11 to Present · Lpl Enterprise, LLC · Edmond, OK

Current employment

SEC IAPD record for Christopher Warren Smith

Lpl Enterprise, LLC

Regulatory AUM
$24,939,385,373
Registered advisors
3,117
Offices
1,496
Clients per advisor
32.9 (Low)
Average AUM per client
$243.2K (Low)
High-net-worth client ratio
22.3% (Moderate)

Lpl Enterprise, LLC: advisors, services and reported ETF investments

About

Christopher Warren Smith is a financial advisor at Lpl Enterprise, LLC in Edmond, OK. Reported securities licenses include Series 63 and Series 65. The latest record indicates 26 years of industry experience and 36 years of reported work history. Reported roles include Prudential Insurance Company of America, Pruco Securities, Llc..

SEC disclosures list additional business and community activities: 1) 10/16/2024- Chris W: Smith- non-variable insurance- i sell fixed annuities, health and disability policies- inv; Related- at edmond, ok- start date 09/23/2024- 2hrs/mnth-0hrs during trading 2) 12/11/2024- chris w.

Lpl Enterprise, LLC's firm-level Form ADV reports 3,117 advisors across 1,496 offices; approximately 32.9 clients per advisor, average assets per client of $243,162, and regulatory AUM of $24.9B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Educational Seminars or Workshops, Other Advisory Service.

What this firm offers

Filed by Lpl Enterprise, LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Other Financial Product Salesperson
  • Engaged in Other Business
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Banking or Thrift Institution
  • Insurance Company or Agency

Location

Edmond, OK

3 advisors at this office.

Lpl Enterprise office in Edmond, OK

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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