Christopher William Baker
Financial advisor at Mai Capital Management · Cleveland, OH
Last updated 2026-10-10
Claim your profileChristopher William Baker is a financial advisor at Mai Capital Management in Cleveland, OH, CRD 4378171. Licenses and exams on the registration: Series 63. IAPD registration began 2000-01-01.
Registration
- CRD number
- 4378171
- Registration status
- Active
- IAPD registration
- 2000-01-01
- Industry Experience
- 26 years
- Work Experience
- 28 years
- States registered
- OH, TX
Licenses and exams
- Series 63
Work history
- 1997-12 to 2022-06 · Winfield Associates Inc. · Cleveland, OH
- 2019-05 to 2022-06 · Winfield Associates, Inc. · Cleveland, OH
- 2022-06 to Present · Mai Capital Managment · Cleveland, OH
Current employment
- Mai Capital Management, LLC · Cleveland, OH
Mai Capital Management
- Regulatory AUM
- $52,101,252,111
- Registered advisors
- 308
- Offices
- 116
- Clients per advisor
- 52.8 (Low)
- Average AUM per client
- $3.2M (Low)
- High-net-worth client ratio
- 30.1% (Moderate)
Mai Capital Management: advisors, services and reported ETF investments
About
Christopher William Baker is a financial advisor at Mai Capital Management, LLC, operating as Mai Capital Management in Cleveland, OH. Reported securities licenses include Series 63. The latest record indicates 26 years of industry experience and 28 years of reported work history. Reported roles include Mai Capital Managment, Winfield Associates, Inc., Winfield Associates Inc..
Mai Capital Management's firm-level Form ADV reports 308 advisors across 116 offices; approximately 52.8 clients per advisor, average assets per client of $3,204,062, and regulatory AUM of $52.1B; client categories including Individuals (non-HNW), High net worth individuals, Investment companies, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Investment Companies, Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients.
PortfolioFuture's firm-level 13F analysis covers $16.2B across 631 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Christopher William Baker personally.
Reported ETF positions
Mai Capital Management reports 631 ETF positions worth $16.2B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| IVV — iShares Core S&P 500 ETF | $1.9B |
| SPY — SPDR S&P 500 ETF TRUST | $893M |
| GLDM — SPDR Gold MiniShares Trust | $595.4M |
| VEA — Vanguard FTSE Developed Markets ETF | $502.2M |
| VTI — Vanguard Morningstar Total Stock Market ETF | $438M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Mai Capital Management's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $31.2M | Top 99.8% | Peer conviction 86.8% · Active return +4.88% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $31.2M | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | FNDX — Schwab Fundamental U.S. Large Company ETF | $23.7M | Top 99.5% | Residual alpha +2.49% · Residual Sharpe 0.14 |
| Diversification Benefits | JPST — JPMorgan Ultra-Short Income ETF | $40.2M | Top 97.5% | Replicability (R²) 70.1% · Residual Sharpe 0.66 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Mai Capital Management on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Investment Companies
- Pooled Investment Vehicles
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
- Performance-Based Fees
- Other
Business and affiliations
- Trust Company
- Engaged in Other Business
- Sells Non-Advisory Products or Services
- Insurance Company or Agency
- Sponsor or GP of Pooled Investment Vehicl
- Adviser to Any Private Fund
Location
6050 Oak Tree Blvd., Cleveland, OH 44131
18 advisors at this office.
Contact
The firm's filed contact details.
- Phone: (216) 920-4800
- Website: maisports.com
- Youtube
Official record
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