Cole Conner
Financial advisor at TD Private Client Wealth LLC · Fort Lauderdale, FL
Last updated 2026-10-10
Claim your profileCole Conner is a financial advisor at TD Private Client Wealth LLC in Fort Lauderdale, FL, CRD 5184926. Licenses and exams on the registration: Series 63, Series 66. First registered 2010-07-05.
Registration
- CRD number
- 5184926
- Registration status
- Active
- First registered
- 2010-07-05
- Years of experience
- 16
- States registered
- NC
Licenses and exams
- Series 63
- Series 66
Work history
- 2012-09 to 2022-07 · Lpl Financial · Charlotte, NC
- 2022-07 to Present · TD Bank N.A. · Charlotte, NC
- 2022-07 to Present · TD Private Client Wealth LLC · Charlotte, NC
Current employment
- TD Private Client Wealth LLC · New York, NY
TD Private Client Wealth LLC
- Regulatory AUM
- $8,574,585,303
- Registered advisors
- 535
- Offices
- 325
- Clients per advisor
- 48.0 (Low)
- Average AUM per client
- $333.8K (Low)
- High-net-worth client ratio
- 5.9% (Low)
TD Private Client Wealth LLC: advisors, services and reported ETF investments
Reported ETF positions
TD Private Client Wealth reports 250 ETF positions worth $4.2B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| SPYM — State Street SPDR Portfolio S&P 500 ETF | $484.1M |
| IEFA — iShares Core MSCI EAFE ETF | $357.9M |
| VMBS — Vanguard Mortgage-Backed Securities ETF | $266.5M |
| SPY — SPDR S&P 500 ETF TRUST | $217.8M |
| GOVT — iShares U.S. Treasury Bond ETF | $201.9M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
TD Private Client Wealth's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | IVV — iShares Core S&P 500 ETF | $54.7M | Top 99.4% | Peer conviction 74.5% · Active return +3.01% |
| Addressable Market | IVV — iShares Core S&P 500 ETF | $54.7M | Top 99.6% | Addressable AUM $10.8T · Peer conviction 74.5% |
| Residual Alpha | FESM — Fidelity Enhanced Small Cap Core ETF | $8.5M | Top 99.7% | Residual alpha +4.57% · Residual Sharpe 0.20 |
| Diversification Benefits | SMH — VanEck Semiconductor ETF | $5.3M | Top 94.1% | Replicability (R²) 79.0% · Residual Sharpe 0.20 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by TD Private Client Wealth LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Publication of Periodicals or Newsletters
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Sponsor or GP of Pooled Investment Vehicl
Location
5900 North Andrews Avenue, Fort Lauderdale, FL 33309
24 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 877-703-9896
- Website: td.com/us/en/investing
Official record
Are you Cole Conner?
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