Colette Cox
Financial advisor at Fifth Third Securities, Inc. · Cape Coral, FL
Last updated 2026-10-10
Claim your profileColette Cox is a financial advisor at Fifth Third Securities, Inc. in Cape Coral, FL, CRD 7707600. Licenses and exams on the registration: Series 65, Series 63. IAPD registration began 2023-07-20.
Registration
- CRD number
- 7707600
- Registration status
- Active
- IAPD registration
- 2023-07-20
- Industry Experience
- 3 years
- Work Experience
- 13 years
- States registered
- FL
Licenses and exams
- Series 65
- Series 63
Work history
- 2021-10 to Present · Fifth Third Bank NA · Cape Coral, FL
- 2013-01 to 2021-10 · Florida Southwestern State College · Fort Myers, FL
- 2023-02 to Present · Fifth Third Securities · Cape Coral, FL
Current employment
- Fifth Third Securities, Inc. · Cincinnati, OH
Fifth Third Securities, Inc.
- Regulatory AUM
- $10,924,793,999
- Registered advisors
- 1,014
- Offices
- 1,584
- Clients per advisor
- 46.4 (Low)
- Average AUM per client
- $232.4K (Low)
- High-net-worth client ratio
- 4.1% (Low)
Fifth Third Securities, Inc.: advisors, services and reported ETF investments
About
Colette Cox is a financial advisor at Fifth Third Securities, Inc. in Cape Coral, FL. Reported securities licenses include Series 65 and Series 63. The latest record indicates 3 years of industry experience and 13 years of reported work history. Reported roles include Fifth Third Securities, Fifth Third Bank NA, Florida Southwestern State College.
Fifth Third Securities, Inc.'s firm-level Form ADV reports 1,014 advisors across 1,584 offices; approximately 46.4 clients per advisor, average assets per client of $232,373, and regulatory AUM of $10.9B; client categories including Individuals (non-HNW), High net worth individuals, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Selection of Other Advisers, Other Advisory Service.
PortfolioFuture's firm-level 13F analysis covers $1.7B across 337 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Colette Cox personally.
Reported ETF positions
Fifth Third Securities reports 337 ETF positions worth $1.7B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| QQQ — Invesco QQQ Trust, Series 1 | $78.1M |
| VOO — Vanguard S&P 500 ETF | $74M |
| IVV — iShares Core S&P 500 ETF | $72.7M |
| SPY — SPDR S&P 500 ETF TRUST | $51.9M |
| VTI — Vanguard Morningstar Total Stock Market ETF | $44.5M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Fifth Third Securities's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | CGDV — Capital Group Dividend Value ETF | $3.8M | Top 99.9% | Peer conviction 86.4% · Active return +5.44% |
| Addressable Market | CGDV — Capital Group Dividend Value ETF | $3.8M | Top 99.7% | Addressable AUM $8.7T · Peer conviction 86.4% |
| Residual Alpha | JMEE — JPMorgan Small & Mid Cap Enhanced Equity ETF | $3.1M | Top 99.6% | Residual alpha +1.58% · Residual Sharpe 0.08 |
| Diversification Benefits | CLSE — Convergence Long/Short Equity ETF | $3M | Top 98.5% | Replicability (R²) 57.4% · Residual Sharpe 0.64 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Fifth Third Securities, Inc. on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Selection of Other Advisers
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Registered Municipal Advisor
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Municipal Advisor
- Commodity Pool Operator or CTA
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Sponsor or GP of Pooled Investment Vehicl
Location
2724 del Prado Boulevard South, Cape Coral, FL 33904
3 advisors at this office.
Contact
The firm's filed contact details.
Official record
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