Coley Patrick Cassidy

Financial advisor at Rockefeller Capital Management

Last updated 2026-10-10

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Coley Patrick Cassidy is a financial advisor at Rockefeller Capital Management, CRD 2705751. Licenses and exams on the registration: Series 63. IAPD registration began 2008-06-23.

Registration

CRD number
2705751
Registration status
Active
IAPD registration
2008-06-23
Industry Experience
18 years
Work Experience
18 years
States registered
CO, TX

Licenses and exams

  • Series 63

Designations

  • Chartered Financial Analyst

Work history

  • 2008-05 to 2018-04 · Wells Fargo Bank · Aspen, CO
  • 2011-01 to 2016-11 · Wells Fargo Advisors LLC · Aspen, CO
  • 2016-11 to 2018-04 · Wells Fargo Clearing Services, LLC · Aspen, CO
  • 2022-04 to Present · Rockefeller Financial LLC · Aspen, CO
  • 2018-04 to 2022-04 · Tiedemann Advisors, LLC · Aspen, CO

Current employment

SEC IAPD record for Coley Patrick Cassidy

Rockefeller Capital Management

Regulatory AUM
$99,603,487,232
Registered advisors
1,040
Offices
205
Clients per advisor
48.4 (Low)
Average AUM per client
$2M (Low)
High-net-worth client ratio
30.3% (Moderate)

Rockefeller Capital Management: advisors, services and reported ETF investments

About

Coley Patrick Cassidy is a Chartered Financial Analyst financial advisor at Rockefeller Financial LLC, operating as Rockefeller Capital Management. Reported securities licenses include Series 63. The latest record indicates 18 years of industry experience and 18 years of reported work history. Reported roles include Tiedemann Advisors, LLC, Wells Fargo Clearing Services, LLC, Wells Fargo Bank, Wells Fargo Advisors LLC.

SEC disclosures list additional business and community activities: Hyperscale Partners Llc; Investment Related; 1501 Mopac Expwy: 220, austin, tx 78746; member; 06/29/2025; 0 hours a month and 0 hours during trading hours; Llc used to invest in a private company.

Rockefeller Capital Management's firm-level Form ADV reports 1,040 advisors across 205 offices; approximately 48.4 clients per advisor, average assets per client of $1,980,504, and regulatory AUM of $99.6B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities, Insurance companies; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.

What this firm offers

Filed by Rockefeller Capital Management on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Trust Company
  • Accountant or Accounting Firm
  • Insurance Company or Agency
  • Sponsor or GP of Pooled Investment Vehicl

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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