Collin Gregory Plotts

Financial advisor at 49 Wealth Management, LLC · Austin, TX

Last updated 2026-10-10

Collin Gregory Plotts is a financial advisor at 49 Wealth Management, LLC in Austin, TX, CRD 7013522. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2023-05-25.

Registration

CRD number: 7013522
Registration status: Active
IAPD registration: 2023-05-25
Industry Experience: 3 years
Work Experience: 10 years
States registered: TX

Licenses and exams

Series 63
Series 66

Work history

2018-05 to 2018-08 · Kanakuk Kamps · Branson, MO
2017-08 to 2017-12 · Chick-Fil-A · Branson, MO
2017-10 to 2020-10 · Teleios Travel LLC · Dallas, TX
2017-09 to 2018-04 · Kanakuk Institute · Branson, MO
2017-05 to 2017-08 · Kanakuk Kamps · Branson, MO
2017-01 to 2017-04 · Montgomery Coscia Greilich LLP · Dallas, TX
2016-08 to 2016-12 · Specialty Restoration of Texas · Waco, TX
2018-09 to 2019-10 · AXA Advisors, LLC · New York, NY
2019-10 to 2020-09 · Purshe Kaplan Sterling Inestments, Inc · Albany, NY
2020-09 to 2022-12 · Thrivent Advisor Network Dba 49 Financial · Austin, TX
2022-09 to 2024-01 · Pks Investments · Albany, NY
2023-05 to Present · 49 Wealth Management · Austin, TX

Current employment

49 Financial · Austin, TX

SEC IAPD record for Collin Gregory Plotts

49 Wealth Management, LLC

Regulatory AUM: $1,402,973,572
Registered advisors: 146
Offices: 41
Clients per advisor: 26.3 (Low)
Average AUM per client: $365.5K (Low)
High-net-worth client ratio: 5.7% (Low)

49 Wealth Management, LLC: advisors, services and reported ETF investments

About

Collin Gregory Plotts is a financial advisor at 49 Financial, operating as 49 Wealth Management, LLC in Austin, TX. Reported securities licenses include Series 63 and Series 66. The latest record indicates 3 years of industry experience and 10 years of reported work history.

49 Wealth Management, LLC's firm-level Form ADV reports 146 advisors across 41 offices; approximately 26.3 clients per advisor, average assets per client of $365,453, and regulatory AUM of $1.4B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, and Selection of Other Advisers.

PortfolioFuture's firm-level 13F analysis covers $434.8M across 86 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Collin Gregory Plotts personally.

Reported ETF positions

49 Wealth Management reports 86 ETF positions worth $434.8M on Form 13F; the largest are listed.

Largest ETF positions reported by 49 Wealth Management
Fund	Reported value
IVV — iShares Core S&P 500 ETF	$41M
IEMG — iShares Core MSCI Emerging Markets ETF	$26.8M
IXUS — iShares Core MSCI Total International Stock ETF	$25.3M
IWF — iShares Russell 1000 Growth Fund	$23M
IEFA — iShares Core MSCI EAFE ETF	$19.4M

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

Noteworthy reported investments

49 Wealth Management's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.

Firm-reported positions leading each research ranking
Ranking	Fund	Reported value	Percentile	Key figures
Similar Fund Ranking	IVV — iShares Core S&P 500 ETF	$41M	Top 99.4%	Peer conviction 74.5% · Active return +3.01%
Addressable Market	IVV — iShares Core S&P 500 ETF	$41M	Top 99.6%	Addressable AUM $10.8T · Peer conviction 74.5%
Residual Alpha	VCIT — Vanguard Intermediate-Term Corporate Bond ETF	$305.7K	Top 99.0%	Residual alpha +0.70% · Residual Sharpe 0.11
Diversification Benefits	AMLP — Alerian MLP ETF	$379K	Top 91.7%	Replicability (R²) 69.5% · Residual Sharpe 0.01

Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

What this firm offers

Filed by 49 Wealth Management, LLC on Form ADV.

Client services

Financial Planning Services
Individuals and Small Businesses
Businesses or Institutional Clients
Selection of Other Advisers

Fee options

Percentage of Assets Under Management
Fixed Fees (Other Than Subscription)
Commissions

Business and affiliations

Registered Representative of a Broker-Deale
Insurance Broker or Agent
Other Investment Adviser (Incl. Financial
Insurance Company or Agency

Location

3711 S Mopac Expy, Austin, TX 78746

146 advisors at this office.

49 Wealth Management office in Austin, TX

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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