Daniel Mark Sutton

Financial advisor at Osaic Institutions, Inc. · Dardenne Prairie, MO

Last updated 2026-10-10

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Daniel Mark Sutton is a financial advisor at Osaic Institutions, Inc. in Dardenne Prairie, MO, CRD 2661448. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2006-03-31.

Registration

CRD number
2661448
Registration status
Active
IAPD registration
2006-03-31
Industry Experience
20 years
Work Experience
18 years
States registered
MO

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 2008-06 to Present · First Bank Wealth Management · St. Louis, MO
  • 2017-02 to Present · Infinex Investments, Inc. · Meriden, CT

Current employment

SEC IAPD record for Daniel Mark Sutton

Osaic Institutions, Inc.

Regulatory AUM
$6,494,001,878
Registered advisors
547
Offices
936
Clients per advisor
29.8 (Low)
Average AUM per client
$398.1K (Low)
High-net-worth client ratio
0.2% (Low)

Osaic Institutions, Inc.: advisors, services and reported ETF investments

About

Daniel Mark Sutton is a financial advisor at Osaic Institutions, Inc. in Dardenne Prairie, MO. Reported securities licenses include Series 63 and Series 65. The latest record indicates 20 years of industry experience and 18 years of reported work history.

Osaic Institutions, Inc.'s firm-level Form ADV reports 547 advisors across 936 offices; approximately 29.8 clients per advisor, average assets per client of $398,112, and regulatory AUM of $6.5B; client categories including Individuals (non-HNW), High net worth individuals, Charitable organizations, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Pension Consulting Services, Selection of Other Advisers, and Educational Seminars or Workshops.

What this firm offers

Filed by Osaic Institutions, Inc. on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Pension Consulting Services
  • Selection of Other Advisers
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or GP of Pooled Investment Vehicl

Location

7833 Town Square Ave, Dardenne Prairie, MO 63368

1 advisor at this office.

Osaic Institutions office in Dardenne Prairie, MO

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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