David Alan Evans
Financial advisor at Rfg Advisory, LLC · Vestavia Hills, AL
Last updated 2026-10-10
Claim your profileDavid Alan Evans is a financial advisor at Rfg Advisory, LLC in Vestavia Hills, AL, CRD 6671224. Licenses and exams on the registration: Series 63. IAPD registration began 2026-09-15.
Registration
- CRD number
- 6671224
- Registration status
- Active
- IAPD registration
- 2026-09-15
- Industry Experience
- 0 years
- Work Experience
- 10 years
- States registered
- AL
Licenses and exams
- Series 63
Designations
- CFP®
- Chartered Financial Consultant
Work history
- 2016-12 to 2026-09 · Northwestern Mutual Investment Services LLC · Hoover, AL
- 2016-08 to 2026-09 · Northwestern Mutual Life Insurance Company · Milwaukee, WI
- 2017-04 to 2026-09 · Northwestern Mutual Wealth Management Company · Milwaukee, WI
- 2026-09 to Present · Rfg Advisory LLC · Birmingham, AL
Current employment
- Rfg Advisory, LLC · Vestavia Hills, AL
Rfg Advisory, LLC
- Regulatory AUM
- $7,969,008,040
- Registered advisors
- 191
- Offices
- 118
- Clients per advisor
- 91.2 (Moderate)
- Average AUM per client
- $457.7K (Low)
- High-net-worth client ratio
- 7.2% (Low)
Rfg Advisory, LLC: advisors, services and reported ETF investments
About
David Alan Evans is a CFP®, Chartered Financial Consultant financial advisor at Rfg Advisory, LLC in Vestavia Hills, AL. Reported securities licenses include Series 63. The latest record indicates less than 1 year of industry experience and 10 years of reported work history. Reported roles include Northwestern Mutual Wealth Management Company, Northwestern Mutual Investment Services LLC, Northwestern Mutual Life Insurance Company.
SEC disclosures list additional business and community activities: 1) Pinnacle; Investment Related; 12724 Gran Bay Pkwy: 2) capitas financial; investment related; 2 office park circle, suite 205, birmingham al 35223, insurance imo; agent; 08/01/2016; 0 hrs/mo; 2 hrs/month during trading hours; outside insurance broker.
Rfg Advisory, LLC's firm-level Form ADV reports 191 advisors across 118 offices; approximately 91.2 clients per advisor, average assets per client of $457,726, and regulatory AUM of $8B; client categories including Individuals (non-HNW), High net worth individuals, Investment companies, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Investment Companies, Pension Consulting Services, Selection of Other Advisers.
PortfolioFuture's firm-level 13F analysis covers $2.4B across 588 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to David Alan Evans personally.
Reported ETF positions
Rfg Advisory reports 588 ETF positions worth $2.4B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| SPYG — State Street SPDR Portfolio S&P 500 Growth ETF | $63.8M |
| PRF — Invesco RAFI US 1000 ETF | $59.4M |
| FBND — Fidelity Total Bond ETF | $52.9M |
| PVAL — Putnam Focused Large Cap Value ETF | $51.6M |
| BOND — PIMCO Active Bond Exchange-Traded Fund Exchange-Traded Fund | $42M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Rfg Advisory's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | CGDV — Capital Group Dividend Value ETF | $8.4M | Top 99.9% | Peer conviction 86.4% · Active return +5.44% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $18.4M | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | CORO — iShares International Country Rotation Active ETF | $3.3M | Top 99.8% | Residual alpha +5.96% · Residual Sharpe 0.24 |
| Diversification Benefits | TBIL — F/m US Treasury 3 Month Bill Fund | $8M | Top 99.4% | Replicability (R²) 37.1% · Residual Sharpe 2.51 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Rfg Advisory, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Investment Companies
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Insurance Company or Agency
Location
1400 Urban Center Drive, Vestavia Hills, AL 35242-2245
174 advisors at this office.
Contact
The firm's filed contact details.
Official record
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