David E Richards

Financial advisor at Ameriprise Financial Services, LLC · Allentown, PA

Last updated 2026-10-10

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David E Richards is a financial advisor at Ameriprise Financial Services, LLC in Allentown, PA, CRD 6363401. Licenses and exams on the registration: Series 66. IAPD registration began 2021-10-07.

Registration

CRD number
6363401
Registration status
Active
IAPD registration
2021-10-07
Industry Experience
5 years
Work Experience
12 years
States registered
PA

Licenses and exams

  • Series 66

Work history

  • 2020-01 to Present · Ameriprise Financial Services, LLC · Allentown, PA
  • 2019-10 to 2019-12 · Tom James Company · Greensboro, NC
  • 2018-09 to 2019-05 · Blakely Financial, Commonwealth Financial · High Point, NC
  • 2015-08 to 2019-05 · High Point University · High Point, NC
  • 2014-06 to 2018-06 · Ameriprise Financial Services · Allentown, PA
  • 2019-05 to 2019-10 · Unemployed · Allentown, PA
  • 2018-06 to 2018-08 · Ronetco · Ledgewood, NJ

Current employment

SEC IAPD record for David E Richards

Ameriprise Financial Services, LLC

Regulatory AUM
$660,474,421,776
Registered advisors
12,966
Offices
7,819
Clients per advisor
106.9 (Moderate)
Average AUM per client
$476.4K (Low)
High-net-worth client ratio
13.3% (Low)

Ameriprise Financial Services, LLC: advisors, services and reported ETF investments

About

David E Richards is a financial advisor at Ameriprise Financial Services, LLC in Allentown, PA. Reported securities licenses include Series 66. The latest record indicates 5 years of industry experience and 12 years of reported work history.

Ameriprise Financial Services, LLC's firm-level Form ADV reports 12,966 advisors across 7,819 offices; approximately 106.9 clients per advisor, average assets per client of $476,420, and regulatory AUM of $660.5B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities, and Insurance companies; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.

What this firm offers

Filed by Ameriprise Financial Services, LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Publication of Periodicals or Newsletters
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Commodity Pool Operator or Trading Advisor
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Sponsor or GP of Pooled Investment Vehicl

Location

5100 W Tilghman St Ste 211, Allentown, PA 18104

13 advisors at this office.

Ameriprise office in Allentown, PA

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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