David E Tierney

Financial advisor at Nomura Capital Management LLC · Philadelphia, PA

Last updated 2026-10-10

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David E Tierney is a financial advisor at Nomura Capital Management LLC in Philadelphia, PA, CRD 7618921. Licenses and exams on the registration: Series 66. IAPD registration began 2023-03-15.

Registration

CRD number
7618921
Registration status
Active
IAPD registration
2023-03-15
Industry Experience
3 years
Work Experience
12 years
States registered
PA

Licenses and exams

  • Series 66

Work history

  • 2022-08 to Present · Delaware Distributors, LP · Philadelphia, PA
  • 2019-10 to 2022-07 · Sei · Oaks, PA
  • 2018-05 to 2019-10 · 365 Health Services · Philadelphia, PA
  • 2014-08 to 2018-05 · Student - Pennsylvania State University · State College, PA
  • 2022-08 to 2025-12 · MacQuarie Investment Management Business Trust · Philadelphia, PA
  • 2026-06 to Present · Nomura Capital Management LLC · Philadelphia, PA
  • 2025-12 to Present · Nomura Investment Management Business Trust · Philadelphia, PA

Current employment

SEC IAPD record for David E Tierney

Nomura Capital Management LLC

Regulatory AUM
$651,318,871
Registered advisors
48
Offices
40
Clients per advisor
0.0 (Low)
Average AUM per client
$325.7M (High)
High-net-worth client ratio
0.0% (Low)

Nomura Capital Management LLC: advisors, services and reported ETF investments

About

David E Tierney is a financial advisor at Nomura Capital Management LLC in Philadelphia, PA. Reported securities licenses include Series 66. The latest record indicates 3 years of industry experience and 12 years of reported work history.

Nomura Capital Management LLC's firm-level Form ADV reports 48 advisors across 40 offices; approximately 0.0 clients per advisor, average assets per client of $325,659,436, and regulatory AUM of $651.3M; client categories including Investment companies and Pooled investment vehicles; services including Portfolio Management: Investment Companies, Portfolio Management: Pooled Investment Vehicles, and Portfolio Management: Businesses or Institutional Clients.

What this firm offers

Filed by Nomura Capital Management LLC on Form ADV.

Client services

  • Investment Companies
  • Pooled Investment Vehicles
  • Businesses or Institutional Clients

Fee options

  • Percentage of Assets Under Management
  • Performance-Based Fees

Business and affiliations

  • Commodity Pool Operator or Trading Advisor
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Real Estate Broker or Dealer
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl
  • Adviser to Any Private Fund

Location

610 Market St, Philadelphia, PA 19106

43 advisors at this office.

Nomura Capital Management office in Philadelphia, PA

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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