David Huff
Financial advisor at Providence Capital Advisors, LLC · Charlotte, NC
Last updated 2026-10-10
Claim your profileDavid Huff is a financial advisor at Providence Capital Advisors, LLC in Charlotte, NC, CRD 5779230. Licenses and exams on the registration: Series 66, Series 63, Series 65. IAPD registration began 2012-05-29.
Registration
- CRD number
- 5779230
- Registration status
- Active
- IAPD registration
- 2012-05-29
- Industry Experience
- 14 years
- Work Experience
- 13 years
- States registered
- NC
Licenses and exams
- Series 66
- Series 63
- Series 65
Designations
- Chartered Financial Analyst
Work history
- 2019-08 to 2023-10 · Jpmorgan Chase Bank NA · Charlotte, NC
- 2019-08 to 2023-10 · Jpmorgan Securities LLC · Charlotte, NC
- 2013-02 to 2017-07 · Factset Research Systems · Norwalk, CT
- 2017-08 to 2019-05 · University of North Carolina Kenan-Flagler Business School · Chapel Hill, NC
- 2018-06 to 2018-08 · Jp Morgan · Atlanta, GA
- 2023-10 to Present · Providence Capital Advisors, LLC · Charlotte, NC
Current employment
- Providence Capital Advisors, LLC · Charlotte, NC
Providence Capital Advisors, LLC
- Regulatory AUM
- $1,072,053,984
- Registered advisors
- 7
- Offices
- 1
- Clients per advisor
- 61.3 (Moderate)
- Average AUM per client
- $2.5M (Low)
- High-net-worth client ratio
- 59.2% (High)
Providence Capital Advisors, LLC: advisors, services and reported ETF investments
About
David Huff is a Chartered Financial Analyst financial advisor at Providence Capital Advisors, LLC in Charlotte, NC. Reported securities licenses include Series 66, Series 63, and Series 65. The latest record indicates 14 years of industry experience and 13 years of reported work history.
Providence Capital Advisors, LLC's firm-level Form ADV reports 7 advisors across 1 offices; approximately 61.3 clients per advisor, average assets per client of $2,498,960, and regulatory AUM of $1.1B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, and Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, and Pension Consulting Services.
PortfolioFuture's firm-level 13F analysis covers $104.5M across 129 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to David Huff personally.
Reported ETF positions
Providence Capital Advisors reports 129 ETF positions worth $104.5M on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| IVV — iShares Core S&P 500 ETF | $22M |
| IEFA — iShares Core MSCI EAFE ETF | $12.6M |
| EMXC — iShares MSCI Emerging Markets ex China ETF | $8.9M |
| LQD — iShares iBoxx $ Investment Grade Corporate Bond ETF | $7.4M |
| IGSB — iShares 1-5 Year Investment Grade Corporate Bond ETF | $5.6M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Providence Capital Advisors's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | IVV — iShares Core S&P 500 ETF | $22M | Top 99.4% | Peer conviction 74.5% · Active return +3.01% |
| Addressable Market | IVV — iShares Core S&P 500 ETF | $22M | Top 99.6% | Addressable AUM $10.8T · Peer conviction 74.5% |
| Residual Alpha | PRF — Invesco RAFI US 1000 ETF | $81K | Top 99.5% | Residual alpha +1.89% · Residual Sharpe 0.11 |
| Diversification Benefits | CIBR — First Trust NASDAQ Cybersecurity ETF | $79.5K | Top 96.0% | Replicability (R²) 66.9% · Residual Sharpe 0.12 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Providence Capital Advisors, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Pension Consulting Services
Fee options
- Percentage of Assets Under Management
- Hourly Charges
Business and affiliations
- Sells Non-Advisory Products or Services
- Insurance Company or Agency
Location
4500 Cameron Valley Parkway, Charlotte, NC 28211
7 advisors at this office.
Contact
The firm's filed contact details.
- Phone: (704) 215-4420
- Website: providencecapitaladvisors.com
Official record
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