David Max Garrison
Financial advisor at Capital Investment Management, Inc. · Lee's Summit, MO
Last updated 2026-10-10
Claim your profileDavid Max Garrison is a financial advisor at Capital Investment Management, Inc. in Lee's Summit, MO, CRD 1803012. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 1998-06-08.
Registration
- CRD number
- 1803012
- Registration status
- Active
- IAPD registration
- 1998-06-08
- Industry Experience
- 28 years
- Work Experience
- 28 years
- States registered
- KS, MO, TX
Licenses and exams
- Series 63
- Series 65
Designations
- CFP®
Work history
- 1998-05 to Present · Capital Investment Management, Inc. · Lees Summit, MO
- 2011-05 to Present · Cambridge Investment Research, Inc. · Fairfield, IA
Current employment
- Capital Investment Management, Inc · Lee's Summit, MO
Capital Investment Management, Inc.
- Regulatory AUM
- $558,949,315
- Registered advisors
- 5
- Offices
- 2
- Clients per advisor
- 214.4 (High)
- Average AUM per client
- $521.4K (Low)
- High-net-worth client ratio
- 13.1% (Low)
Capital Investment Management, Inc.: advisors, services and reported ETF investments
About
David Max Garrison is a CFP® financial advisor at Capital Investment Management, Inc in Lee's Summit, MO. Reported securities licenses include Series 63 and Series 65. The latest record indicates 28 years of industry experience and 28 years of reported work history. Reported roles include Cambridge Investment Research, Inc..
SEC disclosures list additional business and community activities: 1)capital Investment Management: Inv rel - 42/wk - 42/trading; They will share office space with capital investment management.
Capital Investment Management, Inc.'s firm-level Form ADV reports 5 advisors across 2 offices; approximately 214.4 clients per advisor, average assets per client of $521,408, and regulatory AUM of $558.9M; client categories including Individuals (non-HNW), High net worth individuals; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Selection of Other Advisers, Educational Seminars or Workshops.
PortfolioFuture's firm-level 13F analysis covers $296.6M across 77 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to David Max Garrison personally.
Reported ETF positions
Capital Investment Management reports 77 ETF positions worth $296.6M on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| VOO — Vanguard S&P 500 ETF | $36.4M |
| SPYM — State Street SPDR Portfolio S&P 500 ETF | $34.9M |
| VXUS — Vanguard Total International Stock ETF | $28M |
| SPAB — State Street SPDR Portfolio Aggregate Bond ETF | $17.2M |
| SPDW — State Street SPDR Portfolio Developed World ex-US ETF | $16.8M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Capital Investment Management's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | CGDV — Capital Group Dividend Value ETF | $3M | Top 99.9% | Peer conviction 86.4% · Active return +5.44% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $2.9M | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | CGMU — Capital Group Municipal Income ETF | $3.5M | Top 99.8% | Residual alpha +0.94% · Residual Sharpe 0.22 |
| Diversification Benefits | CGSM — Capital Group Short Duration Municipal Income ETF | $797K | Top 94.4% | Replicability (R²) 80.6% · Residual Sharpe 0.29 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Capital Investment Management, Inc. on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Selection of Other Advisers
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Other
Business and affiliations
- Insurance Broker or Agent
- Accountant or Accounting Firm
Location
740 NW Blue Parkway, Lee's Summit, MO 64086
2 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 816-246-1212
- Website: cimretirementpros.com
Official record
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