Denise Downs

Financial advisor at Osaic Wealth, Inc. · San Francisco, CA

Last updated 2026-10-10

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Denise Downs is a financial advisor at Osaic Wealth, Inc. in San Francisco, CA, CRD 2084582. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2006-07-12.

Registration

CRD number
2084582
Registration status
Active
IAPD registration
2006-07-12
Industry Experience
20 years
Work Experience
19 years
States registered
CA

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 2007-05 to 2020-11 · Kms Financial Services, Inc. · Seattle, WA
  • 2020-11 to 2024-06 · Securities America, Inc. · San Francisco, CA
  • 2020-11 to 2024-06 · Securities America Advisors, Inc. · San Francisco, CA
  • 2024-06 to Present · Osaic Wealth, Inc. · San Francisco, CA
  • 2024-06 to Present · Osaic Wealth, Inc. · San Francisco, CA

Current employment

SEC IAPD record for Denise Downs

Osaic Wealth, Inc.

Regulatory AUM
$234,858,518,740
Registered advisors
8,060
Offices
4,720
Clients per advisor
71.4 (Moderate)
Average AUM per client
$408.1K (Low)
High-net-worth client ratio
9.6% (Low)

Osaic Wealth, Inc.: advisors, services and reported ETF investments

About

Denise Downs is a financial advisor at Osaic Wealth, Inc. in San Francisco, CA. Reported securities licenses include Series 63 and Series 65. The latest record indicates 20 years of industry experience and 19 years of reported work history.

Osaic Wealth, Inc.'s firm-level Form ADV reports 8,060 advisors across 4,720 offices; approximately 71.4 clients per advisor, average assets per client of $408,086, and regulatory AUM of $234.9B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pooled investment vehicles, Pension and profit-sharing plans, and Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.

What this firm offers

Filed by Osaic Wealth, Inc. on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Educational Seminars or Workshops

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or GP of Pooled Investment Vehicl

Location

San Francisco, CA

11 advisors at this office.

Osaic Wealth office in San Francisco, CA

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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