Deric Redmond

Financial advisor at RBC Capital Markets, LLC

Last updated 2026-10-10

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Deric Redmond is a financial advisor at RBC Capital Markets, LLC, CRD 5634744. Licenses and exams on the registration: Series 66. IAPD registration began 2009-05-15.

Registration

CRD number
5634744
Registration status
Active
IAPD registration
2009-05-15
Industry Experience
17 years
Work Experience
17 years
States registered
IA, SD, TX

Licenses and exams

  • Series 66

Work history

  • 2009-01 to Present · RBC Capital Markets, LLC · Dakota Dunes, SD
  • 2022-06 to Present · City National Bank · Dakota Dunes, SD

Current employment

SEC IAPD record for Deric Redmond

RBC Capital Markets, LLC

Regulatory AUM
$310,428,968,904
Registered advisors
3,829
Offices
1,773
Clients per advisor
74.1 (Moderate)
Average AUM per client
$1.1M (Low)
High-net-worth client ratio
4.3% (Low)

RBC Capital Markets, LLC: advisors, services and reported ETF investments

About

Deric Redmond is a financial advisor at RBC Capital Markets, LLC. Reported securities licenses include Series 66. The latest record indicates 17 years of industry experience and 17 years of reported work history. Reported roles include City National Bank.

SEC disclosures list additional business and community activities: Crittenton Center; Address: 814 Pierce Street.

RBC Capital Markets, LLC's firm-level Form ADV reports 3,829 advisors across 1,773 offices; approximately 74.1 clients per advisor, average assets per client of $1,093,406, and regulatory AUM of $310.4B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services.

What this firm offers

Filed by RBC Capital Markets, LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Pooled Investment Vehicles
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Futures Commission Merchant
  • Insurance Broker or Agent
  • Registered Municipal Advisor
  • Registered Security-Based Swap Dealer
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl
  • Adviser to Any Private Fund

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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